| 1 |
Alyeska Investment Group, L.P. |
2,500,000 |
7,486,000 |
40.04% |
Call |
|
| 2 |
Broadfin Capital, LLC |
10,889,166 |
2,329,000 |
12.46% |
|
|
| 3 |
DAFNA Capital Management LLC |
7,467,032 |
1,597,000 |
8.54% |
|
SH |
| 4 |
SABBY MANAGEMENT, LLC |
7,339,548 |
1,570,000 |
8.40% |
|
|
| 5 |
Alyeska Investment Group, L.P. |
6,187,475 |
1,324,000 |
7.08% |
|
|
| 6 |
BAKER BROS. ADVISORS LP |
3,569,643 |
764,000 |
4.09% |
|
|
| 7 |
FMR LLC |
3,445,290 |
737,000 |
3.94% |
|
|
| 8 |
MILLENNIUM MANAGEMENT LLC |
3,269,475 |
699,000 |
3.74% |
|
|
| 9 |
BlackRock Institutional Trust Company, N.A. |
2,661,535 |
569,000 |
3.04% |
|
|
| 10 |
VANGUARD GROUP INC |
2,552,973 |
546,000 |
2.92% |
|
|
| 11 |
Laurion Capital Management LP |
1,300,911 |
278,000 |
1.49% |
|
|
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
763,789 |
163,000 |
0.87% |
|
|
| 13 |
JACOBS LEVY EQUITY MANAGEMENT, INC |
715,421 |
153,000 |
0.82% |
|
|
| 14 |
DEUTSCHE BANK AG\ |
606,758 |
129,000 |
0.69% |
|
|
| 15 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
169,473 |
36,000 |
0.19% |
|
|
| 16 |
WEDBUSH SECURITIES INC |
151,005 |
32,000 |
0.17% |
|
|
| 17 |
D. E. Shaw & Co., Inc. |
147,517 |
31,000 |
0.17% |
|
|
| 18 |
SEARLE & CO. |
138,500 |
29,000 |
0.16% |
|
|
| 19 |
CITADEL ADVISORS LLC |
127,278 |
27,000 |
0.14% |
|
|
| 20 |
NORTHERN TRUST CORP |
120,369 |
26,000 |
0.14% |
|
|
| 21 |
UBS Group AG |
108,422 |
24,000 |
0.13% |
|
|
| 22 |
Bank of New York Mellon Corp |
81,772 |
17,000 |
0.09% |
|
|
| 23 |
DOWLING & YAHNKE LLC |
70,053 |
15,000 |
0.08% |
|
|
| 24 |
GROUP ONE TRADING LLC |
71,747 |
15,000 |
0.08% |
|
|
| 25 |
MORGAN STANLEY |
59,913 |
13,000 |
0.07% |
|
|
| 26 |
GOLDMAN SACHS GROUP INC |
54,965 |
12,000 |
0.06% |
|
|
| 27 |
Virtu KCG Holdings LLC |
49,372 |
11,000 |
0.06% |
|
|
| 28 |
PRICE T ROWE ASSOCIATES INC /MD/ |
42,126 |
9,000 |
0.05% |
|
|
| 29 |
Pinnacle Advisory Group, Inc. |
41,152 |
8,000 |
0.04% |
|
|
| 30 |
BLACKROCK ADVISORS LLC |
39,288 |
8,000 |
0.04% |
|
|
| 31 |
BRAVE ASSET MANAGEMENT INC |
32,500 |
7,000 |
0.04% |
|
|
| 32 |
BlackRock Fund Advisors |
20,685 |
4,000 |
0.02% |
|
|
| 33 |
STIFEL FINANCIAL CORP |
17,000 |
4,000 |
0.02% |
|
|
| 34 |
Commonwealth Equity Services, Inc |
20,833 |
4,000 |
0.02% |
|
|
| 35 |
REGIONS FINANCIAL CORP |
20,000 |
4,000 |
0.02% |
|
|
| 36 |
Brookstone Capital Management |
20,000 |
4,000 |
0.02% |
|
|
| 37 |
LPL Financial LLC |
12,132 |
3,000 |
0.02% |
|
|
| 38 |
WELLS FARGO & COMPANY/MN |
12,460 |
3,000 |
0.02% |
|
|
| 39 |
RENAISSANCE TECHNOLOGIES LLC |
14,700 |
3,000 |
0.02% |
|
|
| 40 |
CITIGROUP INC |
2,917 |
1,000 |
0.01% |
|
|
| 41 |
Tower Research Capital LLC (TRC) |
4,000 |
1,000 |
0.01% |
|
|
| 42 |
MassMutual Private Wealth & Trust, FSB |
284 |
61 |
0.00% |
|
|
| 43 |
CUTLER GROUP LLC / CA |
2,900 |
0 |
0.00% |
|
|
| 44 |
JFS WEALTH ADVISORS, LLC |
23 |
0 |
0.00% |
|
|
| 45 |
BANK OF AMERICA CORP /DE/ |
1,068 |
0 |
0.00% |
|
|
| 46 |
Pine River Capital Management L.P. |
200,000 |
0 |
0.00% |
|
|
| 47 |
Creative Planning |
66 |
0 |
0.00% |
|
|
| 48 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,013 |
0 |
0.00% |
|
|
| 49 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,833 |
0 |
0.00% |
|
|
| 50 |
ROYAL BANK OF CANADA |
400 |
0 |
0.00% |
|
|
