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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 96 Institutional holders with a total value of $513,964,171.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 21,188,001 75,005,000 14.59%
2 LUMINUS MANAGEMENT LLC 17,748,456 62,830,000 12.22%
3 CIBC Asset Management Inc 15,264,791 54,270,000 10.56%
4 BANK OF MONTREAL /CAN/ 14,206,887 50,292,000 9.79%
5 BROOKFIELD Corp /ON/ 13,222,864 46,671,000 9.08%
6 TD ASSET MANAGEMENT INC 9,626,319 34,026,000 6.62%
7 INTACT INVESTMENT MANAGEMENT INC. 5,118,531 25,130,000 4.89%
8 MACKENZIE FINANCIAL CORP 5,415,453 19,229,000 3.74%
9 TORONTO DOMINION BANK 4,338,787 15,394,000 3.00%
10 VANGUARD GROUP INC 3,562,328 12,611,000 2.45%
11 Scheer, Rowlett & Associates Investment Management Ltd. 2,965,235 10,481,000 2.04%
12 BANK OF NOVA SCOTIA 2,421,956 8,593,000 1.67%
13 VEGA ENERGY GP, LLC 2,402,393 8,504,000 1.65%
14 PUBLIC SECTOR PENSION INVESTMENT BOARD 2,322,515 8,209,000 1.60%
15 Connor, Clark & Lunn Investment Management Ltd. 2,290,750 8,097,000 1.58%
16 BANK OF AMERICA CORP /DE/ 2,175,699 7,703,000 1.50%
17 SCOTIA CAPITAL INC. 1,348,751 5,552,000 1.08%
18 CANADA LIFE ASSURANCE Co 1,366,099 4,859,000 0.95%
19 MORGAN STANLEY 1,215,186 4,301,000 0.84%
20 ROYAL BANK OF CANADA 1,000,000 3,540,000 0.69% Call
21 CIBC WORLD MARKET INC. 834,640 2,955,000 0.57%
22 DIMENSIONAL FUND ADVISORS LP 753,792 2,668,000 0.52%
23 CREDIT SUISSE AG/ 747,663 2,647,000 0.52%
24 AGF INVESTMENTS INC. 710,907 2,524,000 0.49%
25 1832 Asset Management L.P. 653,285 2,295,000 0.45%
26 Spark Investment Management LLC 637,630 2,262,000 0.44%
27 Hexavest Inc. 618,564 2,186,000 0.43%
28 D. E. Shaw & Co., Inc. 586,638 2,082,000 0.41%
29 Legal & General Group Plc 537,398 1,898,000 0.37%
30 VERTEX ONE ASSET MANAGEMENT INC. 500,000 1,767,000 0.34%
31 Advisors Asset Management, Inc. 493,637 1,747,000 0.34%
32 CITIGROUP INC 478,433 1,692,000 0.33%
33 UBS Group AG 472,861 1,674,000 0.33%
34 BANK OF MONTREAL /CAN/ 410,500 1,453,000 0.28% Call
35 State of Tennessee, Department of Treasury 366,935 1,297,000 0.25%
36 Swiss National Bank 343,100 1,215,000 0.24%
37 RUSSELL FRANK CO/ 343,514 1,202,000 0.23%
38 SWISS LIFE ASSET MANAGEMENT LTD 331,446 1,171,873 0.23%
39 RENAISSANCE TECHNOLOGIES LLC 313,960 1,111,000 0.22%
40 GOLDMAN SACHS GROUP INC 288,267 1,020,000 0.20%
41 DEUTSCHE BANK AG\ 239,425 847,000 0.16%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 231,305 819,000 0.16%
43 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 224,209 792,000 0.15%
44 ONTARIO TEACHERS PENSION PLAN BOARD 212,704 752,000 0.15%
45 TORONTO DOMINION BANK 182,100 670,000 0.13% Call
46 CANADA PENSION PLAN INVESTMENT BOARD 171,310 606,000 0.12%
47 APG Asset Management N.V. 158,500 560,255 0.11%
48 Aperio Group, LLC 140,404 497,000 0.10% SH
49 BANK OF NOVA SCOTIA TRUST CO 137,971 488,000 0.09%
50 Invesco Ltd. 118,563 420,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.