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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 4,888 holdings with a total value of $5,683,351,000.
#
Name
Shares
Value ($)
%
Options
Notes
4801 DRAFTDAY FANTASY SPORTS INC COM NEW 1,000 0 0.00%
4802 BEAZER HOMES USA INC COM NEW 3 0 0.00%
4803 XENOPORT INC 60 0 0.00%
4804 NAM TAI PPTY INC SHS 70 0 0.00%
4805 SAMSON OIL & GAS LTD 133 0 0.00%
4806 PARAGON SHIPPING INC 5 0 0.00%
4807 DELCATH SYS INC COM NEW 1,456 0 0.00%
4808 ULTRAGENYX PHARMACEUTICAL INC COM 6 0 0.00%
4809 DEMANDWARE INC 11 0 0.00%
4810 CommVault Systems Inc 10 0 0.00%
4811 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 7,477 0 0.00%
4812 MARKET VECTORS ETF TR 0 0 0.00%
4813 NUVECTRA CORP COM 40 0 0.00%
4814 TUESDAY MORNING CORP 35 0 0.00%
4815 SPHERE 3D CORP NEW 115 0 0.00%
4816 WAFERGEN BIO-SYSTEMS INC 100 0 0.00%
4817 HEALTHSTREAM INC COM 18 0 0.00%
4818 PIMCO NY MUNICIPAL INCOME FD COM 6 0 0.00%
4819 OCEAN PWR TECHNOLOGIES INC 80 0 0.00%
4820 Apricus Biosciences, Inc. 200 0 0.00%
4821 URANIUM ENERGY CORP 180 0 0.00%
4822 Quantum Fuel Systems Tech Worl 167 0 0.00%
4823 ADVANCED ACCELERATOR APPLIC 11 0 0.00%
4824 ROADRUNNER TRANSHOLDINGS INC 36 0 0.00%
4825 SPDR SERIES TRUST 15 0 0.00%
4826 EASTMAN KODAK CO 45 0 0.00%
4827 LENNAR CORP 10 0 0.00%
4828 NET ELEMENT INC COM 1,000 0 0.00%
4829 GREAT PANTHER SILVER LTD 500 0 0.00%
4830 DELEK US HLDGS INC COM 23 0 0.00%
4831 RACKSPACE HOSTING INC 20 0 0.00%
4832 HMS Holding Corp 183 0 0.00%
4833 EMAGIN CORP COM NEW 81 0 0.00%
4834 CHARLES & COLVARD LTD 525 0 0.00%
4835 CYTORI THERAPEUTIC INC 200 0 0.00%
4836 ALTISOURCE PORTFOLIO SOLNS S 4 0 0.00%
4837 SIFY TECHNOLOGIES LTD 33 0 0.00%
4838 LIONBRIDGE TECHNOLOGIES ORD 95 0 0.00%
4839 ORBOTECH LTD 17 0 0.00%
4840 LIBERTY GLOBAL PLC 14 0 0.00%
4841 OCLARO INC 25 0 0.00%
4842 INSTEEL IND 3 0 0.00%
4843 INVENTERGY GLOBAL INC COM NEW 20 0 0.00%
4844 JAMBA INC COM STK 29 0 0.00%
4845 TRIPLE-S MGMT CORP 3 0 0.00%
4846 ISHARES INC 0 0 0.00%
4847 MONEYGRAM INTL INC COM NEW 32 0 0.00%
4848 ENTEROMEDICS INC 166 0 0.00%
4849 ONCONOVA THERAPEUTICS 200 0 0.00%
4850 ACCELERON PHARMA INC 13 0 0.00%
Page 97 of 98

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-102664, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.