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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 4,888 holdings with a total value of $5,683,351,000.
#
Name
Shares
Value ($)
%
Options
Notes
4851 CIVEO CORP CDA 232 0 0.00%
4852 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 2 0 0.00%
4853 OI SA 271 0 0.00%
4854 BIND THERAPEUTICS INC 100 0 0.00%
4855 OREXIGEN THERAPEUTICS INC COM 350 0 0.00%
4856 QAD Inc 13 0 0.00%
4857 Neothetics Inc 700 0 0.00%
4858 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
4859 GIGA TRONICS INC 150 0 0.00%
4860 Internap Network Services Corp 232 0 0.00%
4861 AIMMUNE THERAPEUTICS INC COM 33 0 0.00%
4862 GENVEC INC 150 0 0.00%
4863 DATAWATCH CORP 100 0 0.00%
4864 PARK ELECTROCHEMICAL CORP 6 0 0.00%
4865 CITIGROUP INC NEW 100 0 0.00%
4866 SYNERON MEDICAL LTD 58 0 0.00%
4867 SUNOCO LP SUNOCO FIN CORP 10 0 0.00%
4868 EAGLE BULK SHIPPING INC 5 0 0.00%
4869 BIOANALYTICAL SYS INC 3 0 0.00%
4870 TENAX THERAPEUTICS INC 1 0 0.00%
4871 DIREXION SHS ETF TR 4 0 0.00%
4872 TITAN PHARMACEUTICALS 4 0 0.00%
4873 INSIGNIA SYS INC 1 0 0.00%
4874 BLUCORA INC 51 0 0.00%
4875 BLOUNT INTL INC NEW 14 0 0.00%
4876 GLOBAL HIGH INCOME FUND INC COM 43 0 0.00%
4877 MRV COMMUNICATIONS INC 17 0 0.00%
4878 ASHFORD INC 1 0 0.00%
4879 NEUBERGER BERMAN RE ES SEC FD 39 0 0.00%
4880 TASEKO MINES LTD 600 0 0.00%
4881 NCI INC 11 0 0.00%
4882 DIREXION SHS ETF TR 6 0 0.00%
4883 BIODEL INC 1,000 0 0.00%
4884 BARCLAYS BANK PLC 775 0 0.00%
4885 WESTERN COPPER & GOLD CORP 82 0 0.00%
4886 NATURES SUNSHINE PRODS INC 27 0 0.00%
4887 ARES COML REAL ESTATE CORP COM 9 0 0.00%
4888 GULFMARK OFFSHORE INC 27 0 0.00%
Page 98 of 98

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-102664, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.