| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 204,573 | 2,592,000 | 31.02% | ||
| 2 | UBS Group AG | 159,899 | 2,026,000 | 24.25% | ||
| 3 | Invesco Ltd. | 116,107 | 1,471,000 | 17.60% | ||
| 4 | Horizon Kinetics LLC | 57,419 | 727,000 | 8.70% | ||
| 5 | CETERA INVESTMENT ADVISERS | 22,035 | 280,000 | 3.35% | ||
| 6 | Commonwealth Equity Services, Inc | 20,240 | 256,000 | 3.06% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 19,516 | 247,000 | 2.96% | ||
| 8 | CREDIT SUISSE AG/ | 15,500 | 196,000 | 2.35% | ||
| 9 | LPL Financial LLC | 13,086 | 170,000 | 2.03% | ||
| 10 | ROYAL BANK OF CANADA | 11,859 | 150,000 | 1.80% | ||
| 11 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,688 | 110,000 | 1.32% | ||
| 12 | MORGAN STANLEY | 6,047 | 77,000 | 0.92% | ||
| 13 | MSI Financial Services Inc | 1,411 | 18,000 | 0.22% | ||
| 14 | GUPTA WEALTH MANAGEMENT LLC | 1,120 | 14,000 | 0.17% | ||
| 15 | Focused Wealth Management, Inc | 1,050 | 13,000 | 0.16% | ||
| 16 | WELLS FARGO & COMPANY/MN | 417 | 5,000 | 0.06% | ||
| 17 | CITIGROUP INC | 352 | 4,000 | 0.05% | ||
| 18 | Tower Research Capital LLC (TRC) | 9 | 0 | 0.00% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
