| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 2,084,103 | 18,099,000 | 27.41% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,323,772 | 11,504,000 | 17.42% | ||
| 3 | Saba Capital Management, L.P. | 1,123,257 | 9,761,000 | 14.78% | ||
| 4 | ICON ADVISERS INC/CO | 829,463 | 7,208,000 | 10.92% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 644,902 | 5,604,000 | 8.49% | ||
| 6 | Yakira Capital Management, Inc. | 355,232 | 3,087,000 | 4.67% | SH | |
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 244,081 | 2,121,000 | 3.21% | ||
| 8 | ING GROEP NV | 209,603 | 1,819,000 | 2.75% | ||
| 9 | Invesco Ltd. | 127,414 | 1,107,000 | 1.68% | ||
| 10 | Weiss Asset Management LP | 110,459 | 960,000 | 1.45% | ||
| 11 | OPERA TRADING CAPITAL | 97,783 | 849,000 | 1.29% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 82,504 | 717,000 | 1.09% | ||
| 13 | MORGAN STANLEY | 77,151 | 671,000 | 1.02% | ||
| 14 | CITIGROUP INC | 56,194 | 488,000 | 0.74% | ||
| 15 | DOLIVER ADVISORS, LP | 42,866 | 373,000 | 0.56% | ||
| 16 | WEDBUSH SECURITIES INC | 37,810 | 329,000 | 0.50% | ||
| 17 | DUNCKER STREETT & CO INC | 35,050 | 305,000 | 0.46% | ||
| 18 | Cetera Advisors LLC | 29,916 | 260,000 | 0.39% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 24,386 | 212,000 | 0.32% | ||
| 20 | LPL Financial LLC | 17,697 | 154,000 | 0.23% | ||
| 21 | WELLS FARGO & COMPANY/MN | 15,277 | 133,000 | 0.20% | ||
| 22 | ROYAL BANK OF CANADA | 10,818 | 94,000 | 0.14% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 5,106 | 44,000 | 0.07% | ||
| 24 | MSI Financial Services Inc | 4,499 | 39,000 | 0.06% | ||
| 25 | IFP ADVISORS, INC | 2,375 | 21,000 | 0.03% | ||
| 26 | COUNTRY TRUST BANK | 2,260 | 20,000 | 0.03% | ||
| 27 | Winslow, Evans & Crocker, Inc. | 2,215 | 19,248 | 0.03% | ||
| 28 | UBS Group AG | 1,805 | 16,000 | 0.02% | ||
| 29 | Advisors Asset Management, Inc. | 808 | 7,000 | 0.01% | ||
| 30 | REILLY FINANCIAL ADVISORS, LLC | 700 | 6,000 | 0.01% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 458 | 4,000 | 0.01% | ||
| 32 | PENSERRA CAPITAL MANAGEMENT LLC | 259 | 2,000 | 0.00% | ||
| 33 | Creative Planning | 86 | 1,000 | 0.00% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 43 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
