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Institutional Investment Manager
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC (CIK: 0001079935) incorporated in Delaware, located at 2121 Avenue Of The Stars, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 161 holdings with a total value of $626,055,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 VANGUARD INDEX FDS 2,423 215,000 0.03%
52 PFIZER INC 6,210 219,000 0.03%
53 ISHARES 8,219 225,000 0.04%
54 CVS HEALTH CORP 2,377 228,000 0.04%
55 NEWELL BRANDS 4,737 230,000 0.04%
56 MICROSOFT CORP 4,555 233,000 0.04%
57 SELECT SECTOR SPDR TR 3,420 245,000 0.04%
58 POWERSHARES ETF TRUST 2,721 246,000 0.04%
59 SPDR SER TR 4,852 262,000 0.04%
60 SELECT SECTOR SPDR TR 6,278 272,000 0.04%
61 BRISTOL MYERS SQUIBB CO 3,711 273,000 0.04%
62 SELECT SECTOR SPDR TR 4,924 276,000 0.04%
63 DELTA AIRLINES INC DEL 7,882 287,000 0.05%
64 VERIZON COMMUNICATIONS INC 5,280 295,000 0.05%
65 SELECT SECTOR SPDR TR 3,863 302,000 0.05%
66 AMGEN INC 2,032 309,000 0.05%
67 VANGUARD BD INDEX FDS 4,038 327,000 0.05%
68 WELLS FARGO & CO NEW 7,221 342,000 0.05%
69 ALLERGAN PLC 1,608 372,000 0.06%
70 AMERICAN INTL GROUP INC 7,171 379,000 0.06%
71 AVALONBAY COMM 2,140 386,000 0.06%
72 SEMPRA ENERGY 3,539 404,000 0.06%
73 STRYKER CORP 3,579 429,000 0.07%
74 NORTHROP GRUMMAN CORP 1,986 441,000 0.07%
75 COSTCO WHSL CORP NEW 2,834 445,000 0.07%
76 VANGUARD SPECIALIZED FUNDS 5,594 466,000 0.07%
77 CLAYMORE EXCHANGE TRD FD TR 20,608 469,000 0.07%
78 AMAZON COM INC 709 507,000 0.08%
79 JOHNSON & JOHNSON 4,313 523,000 0.08%
80 DBX ETF TR 21,619 531,000 0.08%
81 NIKE INC 9,967 550,000 0.09%
82 VANGUARD WORLD FD 6,291 598,000 0.10%
83 SELECT SECTOR SPDR TR 27,760 634,000 0.10%
84 SPDR S&P 600 SMALL CAP GROWTH ETF 3,711 662,000 0.11%
85 EAST WEST BANCORP INC 22,031 753,000 0.12%
86 VANGUARD INTL EQUITY INDEX F 18,424 789,000 0.13%
87 WISDOMTREE TR 16,332 825,000 0.13%
88 VANGUARD INDEX FDS 7,228 836,000 0.13%
89 RYDEX ETF TRUST 10,222 839,000 0.13%
90 CLAYMORE EXCHANGE TRD FD TR 32,750 846,000 0.14%
91 POWERSHARES ETF TRUST 60,625 854,000 0.14%
92 JPMORGAN CHASE & CO 27,806 885,000 0.14%
93 SPDR SER TR 7,618 937,000 0.15%
94 SPDR SER TR 11,527 954,000 0.15%
95 SPDR INDEX SHS FDS 17,254 959,000 0.15%
96 FIRST TR LRG CP VL ALPHADEX 24,417 974,000 0.16%
97 SCHWAB U.S. SMALL-CAP ETF 18,257 986,000 0.16%
98 WISDOMTREE TR 13,561 1,041,000 0.17%
99 VANGUARD SCOTTSDALE FDS 11,067 1,046,000 0.17%
100 APPLE INC 10,958 1,048,000 0.17%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-16-013076, filed 2016.08.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.