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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 45 Institutional holders with a total value of $64,654,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 121,224 9,950,000 15.39%
2 WELL DONE, LLC 119,570 9,814,000 15.18%
3 AMERIPRISE FINANCIAL INC 74,054 6,079,000 9.40%
4 MORGAN STANLEY 52,845 4,338,000 6.71%
5 LPL Financial LLC 47,366 3,905,000 6.04%
6 Raymond James Financial Services Advisors, Inc. 46,459 3,813,000 5.90%
7 CITADEL ADVISORS LLC 36,970 3,034,000 4.69%
8 BANK OF AMERICA CORP /DE/ 33,564 2,755,000 4.26%
9 UBS Group AG 32,568 2,673,000 4.13%
10 BANK OF STOCKTON 21,165 1,737,000 2.69%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,187 1,657,000 2.56%
12 JANE STREET GROUP, LLC 14,844 1,218,000 1.88%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,813 1,216,000 1.88%
14 Cambridge Investment Research Advisors, Inc. 13,423 1,102,000 1.70%
15 Virtu KCG Holdings LLC 12,751 1,047,000 1.62%
16 SOCIETE GENERALE 12,445 1,021,000 1.58%
17 SG Americas Securities, LLC 12,445 1,021,000 1.58%
18 First Allied Advisory Services, Inc. 11,580 944,000 1.46%
19 B. Riley Wealth Advisors, Inc. 10,919 897,000 1.39%
20 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,222 839,000 1.30%
21 FAS Wealth Partners, Inc. 7,265 596,000 0.92%
22 ADVISOR GROUP, INC. 5,590 456,000 0.71%
23 Commonwealth Equity Services, Inc 5,418 445,000 0.69%
24 GREENLEAF TRUST 5,050 415,000 0.64%
25 MSI Financial Services Inc 4,815 395,000 0.61%
26 Freedom Investment Management, Inc. 4,695 385,000 0.60%
27 ROYAL BANK OF CANADA 4,689 385,000 0.60%
28 RAYMOND JAMES & ASSOCIATES 4,299 353,000 0.55%
29 Advisory Services Network, LLC 3,770 309,000 0.48%
30 Janney Montgomery Scott LLC 3,733 302,000 0.47%
31 BALASA DINVERNO & FOLTZ LLC 3,525 289,000 0.45%
32 Creative Planning 3,080 253,000 0.39%
33 BROWN ADVISORY INC 2,760 227,000 0.35%
34 WEDBUSH SECURITIES INC 2,574 211,000 0.33%
35 Private Advisor Group, LLC 2,440 201,000 0.31%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,116 174,000 0.27%
37 ENVESTNET ASSET MANAGEMENT INC 1,979 162,000 0.25%
38 WFG Advisors, LP 170 14,000 0.02%
39 NEXT Financial Group, Inc 100 8,000 0.01%
40 Vantage Investment Advisors, LLC 67 5,000 0.01%
41 IFP ADVISORS, INC 55 5,000 0.01%
42 INR ADVISORY SERVICES LLC 41 3,000 0.00% SH
43 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5 1,000 0.00%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%
45 BlackRock Finance, Inc. 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.