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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 91 Institutional holders with a total value of $268,153,390.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TMFS HOLDINGS LLC 506,657 89,392,000 33.34%
2 BANK OF AMERICA CORP /DE/ 147,836 26,373,000 9.84%
3 Capital Directions Investment Advisors, LLC 144,460 25,770,000 9.61%
4 LPL Financial LLC 114,360 20,350,000 7.59%
5 ASSETMARK, INC 70,977 12,662,000 4.72%
6 WELLS FARGO & COMPANY/MN 51,046 9,106,000 3.40%
7 HighTower Advisors, LLC 47,270 8,432,000 3.14%
8 UBS Group AG 39,748 7,091,000 2.64%
9 KRILOGY FINANCIAL LLC 35,310 6,299,000 2.35%
10 MORGAN STANLEY 30,602 5,459,000 2.04%
11 Raymond James Financial Services Advisors, Inc. 27,640 4,931,000 1.84%
12 Commonwealth Equity Services, Inc 24,068 4,293,000 1.60%
13 TILLER PRIVATE WEALTH, INC. 23,292 4,155,000 1.55%
14 FAS Wealth Partners, Inc. 23,278 4,153,000 1.55%
15 BERGANKDV WEALTH MANAGEMENT, LLC 16,853 3,006,000 1.12%
16 CARNICK & KUBIK GROUP, LLC 13,699 2,444,000 0.91%
17 10-15 ASSOCIATES, INC. 13,090 2,335,000 0.87%
18 B. Riley Wealth Advisors, Inc. 14,187 2,292,000 0.85%
19 AMERIPRISE FINANCIAL INC 11,785 2,102,000 0.78%
20 GHP Investment Advisors, Inc. 10,947 1,953,000 0.73%
21 Tradewinds Capital Management, LLC 10,154 1,811,000 0.68%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,748 1,739,000 0.65%
23 Vantage Investment Advisors, LLC 9,674 1,726,000 0.64%
24 EisnerAmper Wealth Management Corporate Benefits, LLC 9,138 1,630,000 0.61%
25 PINNACLE FINANCIAL PARTNERS INC 8,104 1,471,000 0.55%
26 CORRIGAN FINANCIAL, INC. 8,143 1,452,631 0.54%
27 Cambridge Investment Research Advisors, Inc. 6,107 1,089,000 0.41%
28 Bank of New York Mellon Corp 5,268 940,000 0.35%
29 Courage Miller Partners, LLC 4,963 885,000 0.33%
30 ROYAL BANK OF CANADA 4,875 870,000 0.32%
31 JANE STREET GROUP, LLC 3,998 713,000 0.27%
32 MSI Financial Services Inc 3,841 685,000 0.26%
33 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 3,711 662,000 0.25%
34 RAYMOND JAMES & ASSOCIATES 3,543 632,000 0.24%
35 Atlas Brown,Inc. 3,014 538,000 0.20%
36 WealthTrust-Arizona, LLC 3,000 535,000 0.20%
37 Freedom Investment Management, Inc. 2,840 507,000 0.19%
38 VOYA FINANCIAL ADVISORS, INC. 2,876 503,000 0.19%
39 Noven Financial Group, Inc. 2,622 468,000 0.17%
40 Valmark Advisers, Inc. 2,582 461,000 0.17%
41 One Capital Management, LLC 2,480 442,000 0.16%
42 ENVESTNET ASSET MANAGEMENT INC 2,314 413,000 0.15%
43 IFP ADVISORS, INC 2,291 409,000 0.15%
44 Citizens Business Bank 2,029 362,000 0.13%
45 Investors Capital Advisory Services 1,811 323,000 0.12%
46 Sigma Planning Corp 1,803 322,000 0.12%
47 Private Advisor Group, LLC 1,773 315,000 0.12%
48 Regal Investment Advisors LLC 1,750 312,000 0.12%
49 SG Americas Securities, LLC 1,700 303,000 0.11%
50 SOCIETE GENERALE 1,700 303,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.