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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 81 Institutional holders with a total value of $490,580,012.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,750,393 149,603,000 30.50%
2 UBS Group AG 2,534,935 101,119,000 20.61%
3 LPL Financial LLC 804,128 31,691,000 6.46%
4 BANK OF AMERICA CORP /DE/ 669,268 26,697,000 5.44%
5 WELLS FARGO & COMPANY/MN 659,161 26,294,000 5.36%
6 Cambridge Investment Research Advisors, Inc. 571,172 22,784,000 4.64%
7 Raymond James Financial Services Advisors, Inc. 348,146 13,887,000 2.83%
8 ROYAL BANK OF CANADA 305,928 12,203,000 2.49%
9 VOYA FINANCIAL ADVISORS, INC. 250,474 9,819,000 2.00%
10 Horizon Investments, LLC 185,881 7,415,000 1.51%
11 HighTower Advisors, LLC 184,021 7,342,000 1.50%
12 Private Advisor Group, LLC 171,057 6,741,000 1.37%
13 CREDIT SUISSE AG/ 152,039 6,065,000 1.24%
14 AMERIPRISE FINANCIAL INC 134,923 5,378,000 1.10%
15 RAYMOND JAMES & ASSOCIATES 121,395 4,842,000 0.99%
16 Cetera Advisors LLC 113,668 4,538,000 0.93%
17 HL FINANCIAL SERVICES LLC 107,694 4,296,000 0.88%
18 FDx Advisors, Inc. 93,488 3,729,000 0.76%
19 BSC PRIVATE WEALTH MANAGEMENT, LLC 93,486 3,684,000 0.75%
20 Commonwealth Equity Services, Inc 72,221 2,881,000 0.59%
21 First Allied Advisory Services, Inc. 61,065 2,433,000 0.50%
22 MSI Financial Services Inc 59,654 2,379,000 0.48%
23 Janney Montgomery Scott LLC 61,782 2,375,000 0.48%
24 ADVISOR GROUP, INC. 51,826 2,063,000 0.42%
25 OPPENHEIMER & CO INC 42,947 1,713,000 0.35%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,558 1,699,000 0.35%
27 BAIRD FINANCIAL GROUP, INC. 39,162 1,563,000 0.32%
28 PNC FINANCIAL SERVICES GROUP, INC. 37,388 1,491,000 0.30%
29 Virtu KCG Holdings LLC 36,884 1,471,000 0.30%
30 STEPHENS INC /AR/ 33,829 1,349,000 0.27%
31 JPMORGAN CHASE & CO 33,509 1,338,000 0.27%
32 SOCIETE GENERALE 33,273 1,329,000 0.27%
33 SG Americas Securities, LLC 33,273 1,329,000 0.27%
34 SNOWDEN CAPITAL ADVISORS LLC 28,613 1,141,373 0.23%
35 Cetera Advisor Networks LLC 26,968 1,076,000 0.22%
36 KELMAN-LAZAROV, INC. 26,250 1,050,000 0.21%
37 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 24,417 974,000 0.20%
38 CITIGROUP INC 22,534 899,000 0.18%
39 JANE STREET GROUP, LLC 21,262 848,000 0.17%
40 Tower Research Capital LLC (TRC) 21,119 842,000 0.17%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,557 779,000 0.16%
42 STIFEL FINANCIAL CORP 17,470 697,000 0.14%
43 VSR Financial Services, Inc. 16,639 664,000 0.14%
44 CETERA INVESTMENT ADVISERS 16,261 650,000 0.13%
45 IFP ADVISORS, INC 16,142 644,000 0.13%
46 FIRST TRUST ADVISORS LP 16,005 638,000 0.13%
47 CITADEL ADVISORS LLC 15,054 601,000 0.12%
48 INVESTMENT CENTERS OF AMERICA INC 14,105 558,000 0.11%
49 D.A. DAVIDSON & CO. 13,457 536,000 0.11%
50 MAIRS & POWER INC 13,074 522,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.