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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 61 Institutional holders with a total value of $80,876,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 206,106 17,056,000 21.09%
2 KRILOGY FINANCIAL LLC 116,069 9,605,000 11.88%
3 STRINGER ASSET MANAGEMENT, LLC 102,668 8,496,000 10.50%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 74,771 6,180,000 7.64%
5 MORGAN STANLEY 47,615 3,940,000 4.87%
6 ENVESTNET ASSET MANAGEMENT INC 43,857 3,629,000 4.49%
7 Tradewinds Capital Management, LLC 39,931 3,304,000 4.09%
8 JANE STREET GROUP, LLC 28,225 2,336,000 2.89%
9 LPL Financial LLC 23,925 1,975,000 2.44%
10 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 23,815 1,971,000 2.44%
11 FAS Wealth Partners, Inc. 23,251 1,924,000 2.38%
12 AXA S.A. 23,094 1,911,000 2.36%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,227 1,757,000 2.17%
14 CARNICK & KUBIK GROUP, LLC 19,422 1,607,000 1.99%
15 ASSET DEDICATION, LLC 17,450 1,404,000 1.74%
16 ROYAL BANK OF CANADA 16,932 1,401,000 1.73%
17 GHP Investment Advisors, Inc. 14,009 1,159,000 1.43%
18 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 11,527 954,000 1.18%
19 VOYA FINANCIAL ADVISORS, INC. 11,077 901,000 1.11%
20 STIFEL FINANCIAL CORP 10,781 893,000 1.10%
21 Courage Miller Partners, LLC 9,930 822,000 1.02%
22 UBS Group AG 8,066 667,000 0.82%
23 Argentus Capital Management, LLC 7,402 613,000 0.76%
24 AMERIPRISE FINANCIAL INC 6,178 511,000 0.63%
25 Commonwealth Equity Services, Inc 6,159 510,000 0.63%
26 Freedom Investment Management, Inc. 5,845 484,000 0.60%
27 WELLS FARGO & COMPANY/MN 5,486 454,000 0.56%
28 PNC FINANCIAL SERVICES GROUP, INC. 5,006 415,000 0.51%
29 Burt Wealth Advisors 4,722 390,000 0.48%
30 Janney Montgomery Scott LLC 4,726 359,000 0.44%
31 Raymond James Financial Services Advisors, Inc. 3,981 329,000 0.41%
32 B. Riley Wealth Advisors, Inc. 3,791 314,000 0.39%
33 ARBOR WEALTH MANAGEMENT, LLC 3,608 309,000 0.38%
34 Cetera Advisors LLC 3,657 299,000 0.37%
35 Pure Financial Advisors, LLC 3,563 295,000 0.36%
36 HBK Sorce Advisory LLC 3,400 281,000 0.35%
37 IFP ADVISORS, INC 2,908 241,000 0.30%
38 Carnegie Investment Counsel 2,397 205,000 0.25%
39 BRONFMAN E.L. ROTHSCHILD, L.P. 2,329 193,000 0.24%
40 MSI Financial Services Inc 1,542 127,000 0.16%
41 NEXT Financial Group, Inc 1,525 126,000 0.16%
42 BANK OF AMERICA CORP /DE/ 1,158 96,000 0.12%
43 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,076 89,000 0.11%
44 Manchester Capital Management LLC 700 58,000 0.07%
45 Tower Research Capital LLC (TRC) 634 52,000 0.06%
46 Parkside Financial Bank & Trust 572 47,000 0.06%
47 BANK OF MONTREAL /CAN/ 331 27,000 0.03%
48 INTEGRATED WEALTH MANAGEMENT 300 25,000 0.03%
49 JACKSON, GRANT INVESTMENT ADVISERS, INC. 262 22,000 0.03%
50 Vantage Investment Advisors, LLC 261 22,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.