Dark
Light
System
Institutional Investment Manager
D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. (CIK: 0001080107), located at 8 Third Street North, Great Falls, MT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,427 holdings with a total value of $4,018,649,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 CARNIVAL PLC 21 1,000 0.00%
102 ISHARES MSCI 25 1,000 0.00%
103 CBS CORP NEW 25 1,000 0.00%
104 OMEGA PROTEIN CORP COM 100 2,000 0.00%
105 ECHO GLOBAL LOGISTICS INC COM 116 2,000 0.00%
106 FORESIGHT ENERGY LP 700 2,000 0.00%
107 TARO PHARMACEUTICAL INDS LTD 25 2,000 0.00%
108 LL FLOORING HOLDINGS INC COM 137 2,000 0.00%
109 BLACKROCK MUNIHOLDINGS QUALI 149 2,000 0.00%
110 MANITOWOC INC COM 600 2,000 0.00%
111 VALE S A 440 2,000 0.00%
112 CIENA CORP SR NT CV 17 3,000 2,000 0.00%
113 AUTOZONE INC 3 2,000 0.00%
114 ORGANOVO HLDGS INC 555 2,000 0.00%
115 KANDI TECHNOLOGIES GROUP INC 500 2,000 0.00%
116 Wells Fargo & Co. Warrants Exp 10/28/18 200 2,000 0.00%
117 ISHARES TR 100 2,000 0.00%
118 LUMENTUM HLDGS INC COM 60 2,000 0.00%
119 PAREXEL INTERNATIONAL CORPORATION 31 2,000 0.00%
120 POWERSHARES ETF TR II 112 2,000 0.00%
121 NOBLE CORP PLC 365 2,000 0.00%
122 BAYTEX ENERGY CORP 550 2,000 0.00%
123 WESTPAC BKG CORP 126 2,000 0.00%
124 BABCOCK & WILCOX ENTERPRIS INC COM 126 2,000 0.00%
125 INTEL CORP JR SB CONV DB 35 2,000 2,000 0.00%
126 BJS RESTAURANTS INC COM 83 2,000 0.00%
127 VEDANTA LTD 210 2,000 0.00%
128 HUNTSMAN CORP 131 2,000 0.00%
129 WISDOMTREE CONTINUOUS COMMOD 150 2,000 0.00%
130 ARROWHEAD PHARMACEUTICALS IN 340 2,000 0.00%
131 CALATLANTIC GROUP INC 65 2,000 0.00%
132 GENERAL MTRS CO 180 2,000 0.00%
133 GENERAL CABLE CORP DEL NEW 200 2,000 0.00%
134 VISHAY PRECISION GROUP INC 138 2,000 0.00%
135 CARPENTER TECHNOLOGY CORP 50 2,000 0.00%
136 ZAYO GROUP HOLDINGS 100 2,000 0.00%
137 FRANKLIN UNVL TR 415 2,000 0.00%
138 VANTIV INC 47 2,000 0.00%
139 CHINA SOUTHN AIRLS LT 96 2,000 0.00%
140 CINEMARK HOLDINGS INC 76 2,000 0.00%
141 FATE THERAPEUTICS INC 720 2,000 0.00%
142 IXIA COM 300 3,000 0.00%
143 ADURO BIOTECH INC 300 3,000 0.00%
144 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 3,000 3,000 0.00%
145 EMBOTELLADORA ANDINA S A 156 3,000 0.00%
146 INTEL CORP JR SB CONV DB 39 2,000 3,000 0.00%
147 CHART INDS INC SR SB GLBL CV 18 4,000 3,000 0.00%
148 PETROCHINA CO LTD 50 3,000 0.00%
149 TRI CONTL CORP 172 3,000 0.00%
150 VIACOM INC NEW 75 3,000 0.00%
Page 3 of 49

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001080107-16-000042, filed 2016.11.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.