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FRANKLIN UNVL TR
FRANKLIN UNVL TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 38 Institutional holders with a total value of $23,692,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,132,740 7,703,000 32.51%
2 Advisors Asset Management, Inc. 586,731 3,990,000 16.84%
3 Koshinski Asset Management, Inc. 345,920 2,352,000 9.93%
4 STIFEL FINANCIAL CORP 193,054 1,317,000 5.56%
5 WELLS FARGO & COMPANY/MN 169,196 1,151,000 4.86%
6 MORGAN STANLEY 127,254 865,000 3.65%
7 ROYAL BANK OF CANADA 116,566 793,000 3.35%
8 NEXT Financial Group, Inc 105,120 715,000 3.02%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 85,585 582,000 2.46%
10 Shaker Financial Services, LLC 80,731 549,000 2.32%
11 WEDBUSH SECURITIES INC 52,819 359,000 1.52%
12 Cetera Advisor Networks LLC 49,878 339,000 1.43%
13 CITIGROUP INC 47,371 322,000 1.36%
14 GENEOS WEALTH MANAGEMENT INC. 39,550 268,000 1.13%
15 LPL Financial LLC 39,247 262,000 1.11%
16 BANK OF AMERICA CORP /DE/ 37,883 258,000 1.09%
17 Creative Planning 35,371 241,000 1.02%
18 RAYMOND JAMES & ASSOCIATES 35,277 240,000 1.01%
19 PNC FINANCIAL SERVICES GROUP, INC. 28,697 195,000 0.82%
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 26,558 181,000 0.76%
21 ADVISOR GROUP, INC. 25,333 172,000 0.73%
22 Cetera Advisors LLC 21,741 147,000 0.62%
23 INVESTMENT CENTERS OF AMERICA INC 17,811 121,000 0.51%
24 CSS LLC/IL 14,736 100,000 0.42%
25 Janney Montgomery Scott LLC 14,483 98,000 0.41%
26 UBS Group AG 13,886 95,000 0.40%
27 Virtu KCG Holdings LLC 12,631 86,000 0.36%
28 TFS CAPITAL LLC 12,453 85,000 0.36%
29 SYNOVUS FINANCIAL CORP 7,606 52,000 0.22%
30 MSI Financial Services Inc 2,277 15,000 0.06%
31 FineMark National Bank & Trust 1,900 13,000 0.05%
32 FIFTH THIRD BANCORP 1,304 9,000 0.04%
33 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 1,000 7,000 0.03%
34 Advisory Services Network, LLC 897 6,000 0.03%
35 D.A. DAVIDSON & CO. 415 2,000 0.01%
36 Financial Architects, Inc 200 1,000 0.00%
37 Tower Research Capital LLC (TRC) 104 1,000 0.00%
38 CITY HOLDING CO 8 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.