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Institutional Investment Manager
GABELLI FUNDS LLC
GABELLI FUNDS LLC (CIK: 0001081407) incorporated in New York, located at One Corporate Center, Rye, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-018600) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
751 CISCO SYS INC 95,700 2,145 0.01%
752 ALLIANCE HOLDINGS GP LP 34,000 2,112 0.01%
753 ARCELORMITTAL SA LUXEMBOURG 130,000 2,100 0.01%
754 PRAXAIR INC 16,000 2,096 0.01%
755 Linear Technology Corp 43,000 2,094 0.01%
756 METHODE ELECTRS INC COM 68,000 2,085 0.01%
757 CF INDS HLDGS INC 8,000 2,085 0.01%
758 STONERIDGE INC COM 185,000 2,078 0.01%
759 MASIMO CORP 75,000 2,048 0.01%
760 CENTERPOINT ENERGY INC 86,000 2,037 0.01%
761 TESORO CORP 40,000 2,024 0.01%
762 NORTEK INC COM NEW 24,500 2,014 0.01%
763 VASCULAR SOLUTIONS 75,000 1,964 0.01%
764 MERIDIAN BIOSCIENCE INC 90,000 1,961 0.01%
765 SUNTRUST BKS INC 49,000 1,950 0.01%
766 CROWN MEDIA HLDGS INC 500,000 1,920 0.01%
767 MAG SILVER CORP COM 98,000 1,862 0.01%
768 VILLAGE SUPER MKT INC CL A NEW 70,343 1,857 0.01%
769 ENERGEN CORP COM 22,700 1,834 0.01%
770 ACCO BRANDS CORPORATION COM 294,000 1,811 0.01%
771 CALAMOS ASSET MANAGEMENT CL A ORD 140,000 1,810 0.01%
772 UNITIL CORPORATION 54,500 1,790 0.01%
773 ELIZABETH ARDEN INC 60,000 1,771 0.01%
774 CHESAPEAKE ENERGY CORP 69,000 1,768 0.01%
775 NORTH ATLANTIC DRILLING LTD 200,000 1,768 0.01%
776 ROPER TECHNOLOGIES INC 1,400,000 1,765 0.01% PRN
777 MCCORMICK & CO INC 24,500 1,758 0.01%
778 RAYONIER INC 38,000 1,745 0.01%
779 ROYCE VALUE TR INC 109,920 1,729 0.01%
780 COTT CORP QUE 202,000 1,711 0.01%
781 WD-40 CO 22,000 1,707 0.01%
782 MELCO ENTMT ADR 44,000 1,701 0.01%
783 SIRIUS XM HOLDINGS INC 531,551 1,701 0.01%
784 FLWS/1-800 FLOWERS CL A 300,000 1,689 0.01%
785 DIGITALGLOBE INC 58,000 1,683 0.01%
786 FIRSTMERIT CORPORATION 80,000 1,666 0.01%
787 STANDARD PAC CORP 200,000 1,662 0.01%
788 THOR INDS INC 27,000 1,649 0.01%
789 AMER STATES WTR CO 51,000 1,647 0.01%
790 ORANGE ADR SPONSORED 111,000 1,631 0.01%
791 BROOKFIELD ASSET MGMT INC 35,500 1,599 0.01%
792 WINNEBAGO INDS INC COM 58,000 1,589 0.01%
793 MOCON Inc 95,200 1,588 0.01%
794 DEUTSCHE BANK AG 35,000 1,569 0.01%
795 PAIN THERAPEUTICS INC 285,000 1,568 0.01%
796 KEMPER CORP 40,000 1,567 0.01%
797 PENFORD CORP 108,933 1,564 0.01%
798 OWENS-ILLINOIS, INC. 46,000 1,556 0.01%
799 LOCKHEED MARTIN CORP 9,500 1,551 0.01%
800 CIPHERPASS CORP 138,000 1,550 0.01%
Page 16 of 22
Restatement filing (0001140361-14-021812) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 33,500 2 0.00%
2 COLDWATER CREEK INC 55,000 9 0.00%
3 Wright Medical Group Inc 11,500 10 0.00%
4 NTS, INC. CMN 17,200 33 0.00%
5 AMERICAN DG ENERGY INC 20,000 40 0.00%
6 TIGER MEDIA INC 30,000 40 0.00%
7 TEJON RANCH CO WT EXP 083116 11,091 40 0.00%
8 HARVEST NATURAL RESOURCES IN 11,300 42 0.00%
9 GSE SYS INC 30,000 52 0.00%
10 OFFICE DEPOT INC 13,864 57 0.00%
11 OI S A SPONSORED ADR 48,000 69 0.00%
12 QUANTUM CORP COM DSSG 65,000 79 0.00%
13 CUBIST PHARMACEUTICALS INC 131,300 85 0.00%
14 HALCON RESOURCES CORP 21,592 93 0.00%
15 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
16 MOSYS INC 22,000 100 0.00%
17 EQUAL ENERGY LTD 22,200 102 0.00%
18 CADIZ INC COM USD0.01 15,000 106 0.00%
19 USEC INC COM NEW DELETED 26,800 108 0.00%
20 BIOLASE INC 45,678 110 0.00%
21 Fairway Group Holdings Corp. 15,000 115 0.00%
22 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
23 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
24 HARTE-HANKS INC 15,000 133 0.00%
25 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
26 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
27 ORBCOMM INCORPORATED 20,000 137 0.00%
28 SHANDA GAMES LTD 21,200 138 0.00%
29 CAPITOL FED FINL INC 12,500 157 0.00%
30 Cambium Learning Group Inc 80,000 170 0.00%
31 A H BELO CORP 15,000 174 0.00%
32 SYNERON MEDICAL LTD 14,000 174 0.00%
33 CERES, INC. 220,000 193 0.00%
34 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
35 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
36 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
37 DOVER DOWNS GAMING & ENTMT I 150,000 228 0.00%
38 GLEACHER & CO INC 20,000 228 0.00%
39 CHINA TELECOM CORP LTD 5,000 230 0.00%
40 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
41 PHH Corp 9,000 233 0.00%
42 TORONTO DOMINION BK ONT 5,000 235 0.00%
43 FRESH MKT INC 7,000 235 0.00%
44 Spartan Stores Inc 10,240 238 0.00%
45 NIPPON TELEG TEL CORPORATION SPONSORED ADR 9,000 245 0.00%
46 CALAVO GROWERS INC COM 7,000 249 0.00%
47 MERCURY SYS INC COM 19,000 251 0.00%
48 WindStream Corp (win) 31,000 255 0.00%
49 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
50 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
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