| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,241,517 | 50,989,000 | 15.65% | ||
| 2 | Relative Value Partners, LLC | 2,271,666 | 35,733,000 | 10.97% | ||
| 3 | Gramercy Funds Management LLC | 1,719,225 | 27,043,000 | 8.30% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,610,620 | 25,335,000 | 7.78% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,521,881 | 23,939,000 | 7.35% | ||
| 6 | MOORE CAPITAL MANAGEMENT, LP | 776,978 | 12,222,000 | 3.75% | ||
| 7 | UBS AG | 760,187 | 11,958,000 | 3.67% | ||
| 8 | NORTH STAR ASSET MANAGEMENT INC | 598,530 | 9,415,000 | 2.89% | ||
| 9 | Invesco Ltd. | 531,146 | 8,355,000 | 2.56% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 482,498 | 7,590,000 | 2.33% | ||
| 11 | LPL Financial LLC | 401,165 | 6,310,000 | 1.94% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 308,724 | 4,857,000 | 1.49% | ||
| 13 | COHEN & STEERS, INC. | 293,423 | 4,616,000 | 1.42% | ||
| 14 | Karpus Management, Inc. | 282,728 | 4,447,000 | 1.37% | ||
| 15 | Bulldog Investors, LLP | 261,557 | 4,114,000 | 1.26% | ||
| 16 | SG Americas Securities, LLC | 259,641 | 4,084,000 | 1.25% | ||
| 17 | Cordasco Financial Network | 254,113 | 3,997,000 | 1.23% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 237,721 | 3,739,000 | 1.15% | ||
| 19 | Sterneck Capital Management, LLC | 229,555 | 3,611,000 | 1.11% | ||
| 20 | ROYAL BANK OF CANADA | 226,960 | 3,570,000 | 1.10% | ||
| 21 | FCA CORP /TX | 222,279 | 3,496,000 | 1.07% | ||
| 22 | 1832 Asset Management L.P. | 222,935 | 3,459,000 | 1.06% | ||
| 23 | Parsec Financial Management, Inc. | 218,775 | 3,441,000 | 1.06% | ||
| 24 | BROWN ADVISORY INC | 179,079 | 2,817,000 | 0.86% | ||
| 25 | GENERAL AMERICAN INVESTORS CO INC | 175,768 | 2,765,000 | 0.85% | ||
| 26 | Cetera Advisor Networks LLC | 155,368 | 2,442,000 | 0.75% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 151,223 | 2,379,000 | 0.73% | ||
| 28 | ROTHSCHILD INVESTMENT LLC /IL | 151,153 | 2,378,000 | 0.73% | ||
| 29 | Thomas J. Herzfeld Advisors, Inc. | 150,716 | 2,371,000 | 0.73% | ||
| 30 | LAZARD ASSET MANAGEMENT LLC | 148,102 | 2,329,000 | 0.71% | ||
| 31 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 144,641 | 2,275,000 | 0.70% | ||
| 32 | First Allied Advisory Services, Inc. | 143,377 | 2,256,000 | 0.69% | ||
| 33 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 134,917 | 2,122,000 | 0.65% | ||
| 34 | 1607 Capital Partners, LLC | 134,891 | 2,122,000 | 0.65% | ||
| 35 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 124,290 | 1,955,000 | 0.60% | ||
| 36 | VSR Financial Services, Inc. | 123,557 | 1,944,000 | 0.60% | ||
| 37 | McAdams Wright Ragen, Inc. | 120,932 | 1,902,000 | 0.58% | ||
| 38 | STIFEL FINANCIAL CORP | 119,767 | 1,884,000 | 0.58% | ||
| 39 | GABELLI FUNDS LLC | 109,920 | 1,729,000 | 0.53% | ||
| 40 | Shaker Financial Services, LLC | 105,817 | 1,665,000 | 0.51% | ||
| 41 | FIRST TRUST ADVISORS LP | 102,070 | 1,606,000 | 0.49% | ||
| 42 | DOLIVER ADVISORS, LP | 98,312 | 1,546,000 | 0.47% | ||
| 43 | Wilmington Savings Fund Society, FSB | 84,980 | 1,337,000 | 0.41% | ||
| 44 | Mraz, Amerine & Associates, Inc. | 84,673 | 1,332,000 | 0.41% | ||
| 45 | TFS CAPITAL LLC | 81,788 | 1,287,000 | 0.40% | ||
| 46 | CREDIT SUISSE AG/ | 68,450 | 1,077,000 | 0.33% | ||
| 47 | AMERIPRISE FINANCIAL INC | 66,184 | 1,041,000 | 0.32% | ||
| 48 | Raymond James Financial Services Advisors, Inc. | 59,158 | 931,000 | 0.29% | ||
| 49 | WOLVERINE ASSET MANAGEMENT LLC | 53,391 | 839,000 | 0.26% | ||
| 50 | Commonwealth Equity Services, Inc | 50,889 | 800,000 | 0.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
