Dark
Light
System
Institutional Investment Manager
GABELLI FUNDS LLC
GABELLI FUNDS LLC (CIK: 0001081407) incorporated in New York, located at One Corporate Center, Rye, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-018600) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
1001 PALO ALTO NETWORKS INC 4,500 309 0.00%
1002 WEIGHT WATCHERS INTL INC NEW 15,000 308 0.00%
1003 ANIKA THERAPEUTICS INC COM 7,500 308 0.00%
1004 AES TRUST III 6.75 3.375 PFD 6,000 307 0.00%
1005 Capstone Turbine 142,000 302 0.00%
1006 IRIDIUM COMMUNICATIONS INC 40,000 300 0.00%
1007 NEW JERSEY RES CORP 6,000 299 0.00%
1008 ENTERGY CORP NEW 4,400 294 0.00%
1009 HOST HOTELS & RESORTS INC 14,422 292 0.00%
1010 GENTIUM S P A 4,909 274 0.00%
1011 Wright Medical Conv Sr Notes 250,000 268 0.00% PRN
1012 BLACKBERRY LTD 33,000 267 0.00%
1013 EASTMAN KODAK COMPANY COM NEW 8,000 267 0.00%
1014 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
1015 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
1016 WindStream Corp (win) 31,000 255 0.00%
1017 MERCURY SYS INC COM 19,000 251 0.00%
1018 CALAVO GROWERS INC COM 7,000 249 0.00%
1019 NIPPON TEL &TEL CORP SPON ADR EACH REP 1 9,000 245 0.00%
1020 Spartan Stores Inc 10,240 238 0.00%
1021 TORONTO DOMINION BK ONT 5,000 235 0.00%
1022 FRESH MKT INC 7,000 235 0.00%
1023 PHH CORP COM NEW 9,000 233 0.00%
1024 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
1025 CHINA TELECOM CORP LTD 5,000 230 0.00%
1026 GLEACHER & CO INC 20,000 228 0.00%
1027 DOVER DOWNS GAMING AND ENTERTAINMENT 150,000 228 0.00%
1028 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
1029 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
1030 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
1031 CERES, INC. 220,000 193 0.00%
1032 A H BELO CORP 15,000 174 0.00%
1033 SYNERON MEDICAL LTD 14,000 174 0.00%
1034 CAMBIUM LEARNING GRP INC 80,000 170 0.00%
1035 CAPITOL FED FINL INC 12,500 157 0.00%
1036 SHANDA GAMES LTD 21,200 138 0.00%
1037 ORBCOMM INCORPORATED 20,000 137 0.00%
1038 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
1039 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
1040 HARTE-HANKS INC 15,000 133 0.00%
1041 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
1042 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
1043 Fairway Group Holdings Corp. 15,000 115 0.00%
1044 BIOLASE INC 45,678 110 0.00%
1045 USEC INC COM NEW DELETED 26,800 108 0.00%
1046 CADIZ INC COM USD0.01 15,000 106 0.00%
1047 EQUAL ENERGY LTD 22,200 102 0.00%
1048 Mosys Inc (MOSY) 22,000 100 0.00%
1049 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
1050 HALCON RESOURCES CORP 21,592 93 0.00%
Page 21 of 22
Restatement filing (0001140361-14-021812) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 NATIONAL FUEL GAS CO N J 3,805,900 266,565 1.38%
2 BEAM INC 2,649,396 220,695 1.15%
3 AMERICAN EXPRESS CO 2,208,100 198,795 1.03%
4 DirectTV Com 2,343,100 179,060 0.93%
5 HONEYWELL INTL INC 1,800,000 166,968 0.87%
6 VIACOM INC NEW 1,922,500 163,912 0.85%
7 GENUINE PARTS CO 1,828,000 158,762 0.82%
8 VERIZON COMMUNICATIONS INC 3,307,766 157,350 0.82%
9 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 9,129,768 154,019 0.80%
10 WEATHERFORDI 8,704,400 151,108 0.78%
11 NEXTERA ENERGY INC 1,498,800 143,315 0.74%
12 WELLS FARGO CO NEW 2,808,500 139,695 0.73%
13 DEERE & CO 1,470,100 133,485 0.69%
14 CVS HEALTH CORP 1,759,200 131,694 0.68%
15 O REILLY AUTOMOTIVE INC NEW 887,000 131,622 0.68%
16 GENERAL ELECTRIC CO 4,981,000 128,958 0.67%
17 GATX CORP 1,836,900 124,689 0.65%
18 FLOWSERVE CORP 1,560,700 122,265 0.63%
19 TWENTY FIRST CENTY FOX INC 3,712,100 118,676 0.62%
20 PRECISION CASTPARTS 465,700 117,710 0.61%
21 AMETEK INC NEW 2,272,800 117,026 0.61%
22 DISH NETWORK A 1,875,700 116,687 0.61%
23 LIBERTY GLOBAL PLC 2,779,807 113,166 0.59%
24 COCA COLA CO 2,806,100 108,484 0.56%
25 BANK NEW YORK MELLON CORP 3,012,400 106,308 0.55%
26 NEWMONT CORP 4,496,271 105,393 0.55%
27 DIAGEO P L C 843,600 105,104 0.55%
28 ROGERS COMMUNICATIONS INC 2,421,400 100,343 0.52%
29 MONDELEZ INTL INC 2,859,000 98,778 0.51%
30 CONSOL ENERGY INC 2,437,600 97,382 0.51%
31 MACYS INC 1,632,795 96,808 0.50%
32 SOUTHWEST GAS HOLDINGS INC 1,803,000 96,370 0.50%
33 CBS CORP NEW 1,518,500 93,980 0.49%
34 ROLLINS INC 3,070,200 92,843 0.48%
35 TYCO INTL LTD. 2,148,800 91,109 0.47%
36 GRUPO TELEVISA SA 2,729,400 90,862 0.47%
37 ENERGY TRANSFER L P 1,932,000 90,321 0.47%
38 HALLIBURTON CO 1,527,300 89,943 0.47%
39 CRANE CO 1,253,100 89,158 0.46%
40 RANDGOLD RES LTD 1,180,900 88,568 0.46%
41 TELEPHONE DATA SYS INC 3,376,794 88,506 0.46%
42 XYLEM INC 2,428,600 88,450 0.46%
43 NAVISTAR INTL CORP NEW 2,600,180 88,068 0.46%
44 AMC NETWORKS INC CL A 1,190,600 87,009 0.45%
45 CURTISS WRIGHT CORP 1,362,800 86,592 0.45%
46 MADISON SQUARE GARDEN 1,508,500 85,653 0.44%
47 NORTHEASTUTILITI 1,878,208 85,458 0.44%
48 COMCAST CORP NEW 1,751,400 85,416 0.44%
49 MASTERCARD INCORPORATED 1,100,800 82,230 0.43%
50 PNM RES INC 3,015,000 81,495 0.42%
Page 1 of 22