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Institutional Investment Manager
GABELLI FUNDS LLC
GABELLI FUNDS LLC (CIK: 0001081407) incorporated in New York, located at One Corporate Center, Rye, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-018600) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
1001 PALO ALTO NETWORKS INC 4,500 309 0.00%
1002 WEIGHT WATCHERS INTL INC NEW 15,000 308 0.00%
1003 ANIKA THERAPEUTICS INC 7,500 308 0.00%
1004 AES TRUST III PFD CV 6.75 6,000 307 0.00%
1005 Capstone Turbine 142,000 302 0.00%
1006 IRIDIUM COMMUNICATIONS INC 40,000 300 0.00%
1007 NEW JERSEY RES CORP 6,000 299 0.00%
1008 ENTERGY CORP NEW 4,400 294 0.00%
1009 HOST HOTELS & RESORTS INC 14,422 292 0.00%
1010 GENTIUM S P A 4,909 274 0.00%
1011 Wright Medical Conv Sr Notes 250,000 268 0.00% PRN
1012 BLACKBERRY LTD 33,000 267 0.00%
1013 EASTMAN KODAK CO 8,000 267 0.00%
1014 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
1015 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
1016 WindStream Corp (win) 31,000 255 0.00%
1017 MERCURY SYS INC COM 19,000 251 0.00%
1018 CALAVO GROWERS INC COM 7,000 249 0.00%
1019 NIPPON TELEG TEL CORPORATION SPONSORED ADR 9,000 245 0.00%
1020 Spartan Stores Inc 10,240 238 0.00%
1021 TORONTO DOMINION BK ONT 5,000 235 0.00%
1022 FRESH MKT INC 7,000 235 0.00%
1023 PHH Corp 9,000 233 0.00%
1024 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
1025 CHINA TELECOM CORP LTD 5,000 230 0.00%
1026 GLEACHER & CO INC 20,000 228 0.00%
1027 DOVER DOWNS GAMING & ENTMT I 150,000 228 0.00%
1028 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
1029 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
1030 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
1031 CERES, INC. 220,000 193 0.00%
1032 A H BELO CORP 15,000 174 0.00%
1033 SYNERON MEDICAL LTD 14,000 174 0.00%
1034 Cambium Learning Group Inc 80,000 170 0.00%
1035 CAPITOL FED FINL INC 12,500 157 0.00%
1036 SHANDA GAMES LTD 21,200 138 0.00%
1037 ORBCOMM INCORPORATED 20,000 137 0.00%
1038 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
1039 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
1040 HARTE-HANKS INC 15,000 133 0.00%
1041 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
1042 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
1043 Fairway Group Holdings Corp. 15,000 115 0.00%
1044 BIOLASE INC 45,678 110 0.00%
1045 USEC INC COM NEW DELETED 26,800 108 0.00%
1046 CADIZ INC COM USD0.01 15,000 106 0.00%
1047 EQUAL ENERGY LTD 22,200 102 0.00%
1048 MOSYS INC 22,000 100 0.00%
1049 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
1050 HALCON RESOURCES CORP 21,592 93 0.00%
Page 21 of 22
Restatement filing (0001140361-14-021812) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 33,500 2 0.00%
2 COLDWATER CREEK INC 55,000 9 0.00%
3 Wright Medical Group Inc 11,500 10 0.00%
4 NTS, INC. CMN 17,200 33 0.00%
5 AMERICAN DG ENERGY INC 20,000 40 0.00%
6 TIGER MEDIA INC 30,000 40 0.00%
7 TEJON RANCH CO WT EXP 083116 11,091 40 0.00%
8 HARVEST NATURAL RESOURCES IN 11,300 42 0.00%
9 GSE SYS INC 30,000 52 0.00%
10 OFFICE DEPOT INC 13,864 57 0.00%
11 OI S A SPONSORED ADR 48,000 69 0.00%
12 QUANTUM CORP COM DSSG 65,000 79 0.00%
13 CUBIST PHARMACEUTICALS INC 131,300 85 0.00%
14 HALCON RESOURCES CORP 21,592 93 0.00%
15 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
16 MOSYS INC 22,000 100 0.00%
17 EQUAL ENERGY LTD 22,200 102 0.00%
18 CADIZ INC COM USD0.01 15,000 106 0.00%
19 USEC INC COM NEW DELETED 26,800 108 0.00%
20 BIOLASE INC 45,678 110 0.00%
21 Fairway Group Holdings Corp. 15,000 115 0.00%
22 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
23 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
24 HARTE-HANKS INC 15,000 133 0.00%
25 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
26 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
27 ORBCOMM INCORPORATED 20,000 137 0.00%
28 SHANDA GAMES LTD 21,200 138 0.00%
29 CAPITOL FED FINL INC 12,500 157 0.00%
30 Cambium Learning Group Inc 80,000 170 0.00%
31 A H BELO CORP 15,000 174 0.00%
32 SYNERON MEDICAL LTD 14,000 174 0.00%
33 CERES, INC. 220,000 193 0.00%
34 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
35 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
36 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
37 DOVER DOWNS GAMING & ENTMT I 150,000 228 0.00%
38 GLEACHER & CO INC 20,000 228 0.00%
39 CHINA TELECOM CORP LTD 5,000 230 0.00%
40 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
41 PHH Corp 9,000 233 0.00%
42 TORONTO DOMINION BK ONT 5,000 235 0.00%
43 FRESH MKT INC 7,000 235 0.00%
44 Spartan Stores Inc 10,240 238 0.00%
45 NIPPON TELEG TEL CORPORATION SPONSORED ADR 9,000 245 0.00%
46 CALAVO GROWERS INC COM 7,000 249 0.00%
47 MERCURY SYS INC COM 19,000 251 0.00%
48 WindStream Corp (win) 31,000 255 0.00%
49 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
50 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
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