| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | COMMUNITY HEALTH SYS INC NEW | 159,104 | 4,000 | 0.00% | ||
| 2 | GENERAL MOLY INC | 17,837 | 9,000 | 0.00% | ||
| 3 | GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT | 20,286 | 14,000 | 0.00% | ||
| 4 | FIELDPOINT PETROLEUM CORP | 14,904 | 15,000 | 0.00% | ||
| 5 | PARAMOUNT GOLD & SILVER COR | 21,800 | 22,000 | 0.00% | ||
| 6 | CHANTICLEER HLDGS INC | 11,364 | 27,000 | 0.00% | ||
| 7 | National Bank of Greece - ADR | 21,500 | 28,000 | 0.00% | Call | |
| 8 | TEJON RANCH CO WT EXP 083116 | 39,263 | 31,000 | 0.00% | ||
| 9 | MOSYS INC | 14,639 | 31,000 | 0.00% | ||
| 10 | Stereotaxis Inc | 15,825 | 32,000 | 0.00% | ||
| 11 | USA Technologies Inc | 11,689 | 32,000 | 0.00% | ||
| 12 | EXELIXIS INC | 13,600 | 35,000 | 0.00% | Put | |
| 13 | VALLEY NATL BANCORP | 206,650 | 37,000 | 0.00% | ||
| 14 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 40,000 | 40,000 | 0.00% | PRN | |
| 15 | CITIGROUP INC WRNT BEXP 10/28/2018 | 189,082 | 43,000 | 0.00% | ||
| 16 | MCG CAPITAL CORP | 11,698 | 46,000 | 0.00% | ||
| 17 | CLIFFS NAT RES INC | 10,000 | 48,000 | 0.00% | Call | |
| 18 | SANDRIDGE MISSISSIPPIAN TR I | 11,100 | 48,000 | 0.00% | ||
| 19 | Bank Of America 18 WTS | 98,039 | 51,000 | 0.00% | ||
| 20 | CELGENE CORP | 17,278 | 51,000 | 0.00% | ||
| 21 | Noranda Aluminum Holding | 17,367 | 52,000 | 0.00% | ||
| 22 | ZION OIL & GAS INC | 29,760 | 52,000 | 0.00% | ||
| 23 | Paragon Offshore PLC | 48,747 | 63,000 | 0.00% | ||
| 24 | MCEWEN MINING INC COM | 65,146 | 66,000 | 0.00% | ||
| 25 | NQ MOBILE INC | 18,370 | 69,000 | 0.00% | ||
| 26 | COVISINT CORP | 36,958 | 75,000 | 0.00% | ||
| 27 | PUTNAM PREMIER INCOME TR | 14,747 | 78,000 | 0.00% | ||
| 28 | SHANDA GAMES LTD | 14,000 | 90,000 | 0.00% | ||
| 29 | RITE AID CORP | 11,000 | 96,000 | 0.00% | Call | |
| 30 | MOLYCORP INC (MCP) - 83.3333 c | 1,126,000 | 96,000 | 0.00% | PRN | |
| 31 | RADNET INC COM | 11,522 | 97,000 | 0.00% | ||
| 32 | GRAMERCY PPTY TR | 12,500 | 98,000 | 0.00% | ||
| 33 | NEWCASTLE INVT CORP | 20,649 | 100,000 | 0.01% | ||
| 34 | FRANKLIN UNVL TR | 13,909 | 100,000 | 0.01% | ||
| 35 | NUVEEN PREFERRED SECURITIES | 12,300 | 113,000 | 0.01% | ||
| 36 | PEP BOYS MANNY MOE & JACK | 11,900 | 114,000 | 0.01% | ||
| 37 | ASIA PAC FD INCORPORATED | 10,132 | 118,000 | 0.01% | ||
| 38 | TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 | 95,000 | 125,000 | 0.01% | PRN | |
| 39 | OREXIGEN THERAPEUTICS INC | 109,000 | 127,000 | 0.01% | PRN | |
| 40 | LIBERTY ALL STAR EQUITY FD | 22,553 | 132,000 | 0.01% | ||
| 41 | EAGLE CAP GROWTH FD INC | 16,890 | 133,000 | 0.01% | ||
| 42 | ACTIONS SEMICONDUCTOR CO LTD ADR | 88,659 | 133,000 | 0.01% | ||
| 43 | GOODRICH PETE CORP | 40,000 | 143,000 | 0.01% | Call | |
| 44 | TURKISH INVT FD INC | 14,854 | 143,000 | 0.01% | ||
| 45 | WESTERN ASSET CLAYMORE INF | 12,681 | 144,000 | 0.01% | ||
| 46 | VIRTUS TOTAL RETURN FD | 31,811 | 144,000 | 0.01% | ||
| 47 | CLIFFS NAT RES INC | 30,000 | 144,000 | 0.01% | Put | |
| 48 | STANDARD PAC CORP | 16,299 | 147,000 | 0.01% | ||
| 49 | NUVEEN PFD INCOME OPPORTUN | 15,500 | 148,000 | 0.01% | ||
| 50 | AMEC FOSTER WHEELER PLC | 11,214 | 149,000 | 0.01% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001103646-15-000005, filed 2015.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
