| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,060,203 | 35,392,000 | 12.48% | ||
| 2 | Karpus Management, Inc. | 5,300,059 | 30,952,000 | 10.91% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 4,544,816 | 26,541,000 | 9.36% | ||
| 4 | Bulldog Investors, LLP | 4,521,409 | 26,405,000 | 9.31% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,767,504 | 22,002,000 | 7.76% | ||
| 6 | WELLS FARGO & COMPANY/MN | 3,350,794 | 19,568,000 | 6.90% | ||
| 7 | Relative Value Partners, LLC | 2,852,165 | 16,657,000 | 5.87% | ||
| 8 | Advisors Asset Management, Inc. | 2,050,588 | 11,975,000 | 4.22% | ||
| 9 | Gramercy Funds Management LLC | 2,039,229 | 11,909,000 | 4.20% | ||
| 10 | 1607 Capital Partners, LLC | 1,637,331 | 9,562,000 | 3.37% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 1,296,694 | 7,573,000 | 2.67% | ||
| 12 | Ancora Advisors LLC | 0 | 6,336,000 | 2.23% | ||
| 13 | CORNERSTONE ADVISORS INC | 1,079,994 | 6,307,000 | 2.22% | ||
| 14 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 982,851 | 5,739,000 | 2.02% | ||
| 15 | 1832 Asset Management L.P. | 759,470 | 4,442,000 | 1.57% | ||
| 16 | Shaker Financial Services, LLC | 729,888 | 4,263,000 | 1.50% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 603,366 | 3,524,000 | 1.24% | ||
| 18 | AQR ARBITRAGE LLC | 553,489 | 3,232,000 | 1.14% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 519,555 | 3,034,000 | 1.07% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 392,756 | 2,294,000 | 0.81% | ||
| 21 | Cetera Advisor Networks LLC | 370,492 | 2,165,000 | 0.76% | ||
| 22 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 360,698 | 2,108,000 | 0.74% | ||
| 23 | CLOUGH CAPITAL PARTNERS L P | 296,608 | 1,735,000 | 0.61% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 237,952 | 1,390,000 | 0.49% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 200,985 | 1,174,000 | 0.41% | ||
| 26 | DOLIVER ADVISORS, LP | 188,764 | 1,102,000 | 0.39% | ||
| 27 | UBS Group AG | 181,196 | 1,059,000 | 0.37% | ||
| 28 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 152,482 | 890,000 | 0.31% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 143,673 | 839,000 | 0.30% | ||
| 30 | ROYAL BANK OF CANADA | 142,145 | 830,000 | 0.29% | ||
| 31 | JPMORGAN CHASE & CO | 138,712 | 810,000 | 0.29% | ||
| 32 | BB&T SECURITIES, LLC | 12,854 | 750,000 | 0.26% | ||
| 33 | MARINER INVESTMENT GROUP LLC | 123,900 | 724,000 | 0.26% | ||
| 34 | Yorktown Management & Research Co Inc | 110,000 | 642,000 | 0.23% | ||
| 35 | LPL Financial LLC | 100,838 | 585,000 | 0.21% | ||
| 36 | Yakira Capital Management, Inc. | 100,008 | 584,000 | 0.21% | SH | |
| 37 | OPPENHEIMER & CO INC | 94,560 | 552,000 | 0.19% | ||
| 38 | SHEPHERD KAPLAN KROCHUK, LLC | 88,357 | 516,000 | 0.18% | ||
| 39 | Curi Capital, LLC | 86,038 | 502,000 | 0.18% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 71,646 | 419,000 | 0.15% | ||
| 41 | SG Americas Securities, LLC | 62,056 | 362,000 | 0.13% | ||
| 42 | Concert Wealth Management Inc. | 75,823 | 321,000 | 0.11% | ||
| 43 | Prospera Financial Services Inc | 54,640 | 319,000 | 0.11% | ||
| 44 | Creative Planning | 52,842 | 309,000 | 0.11% | ||
| 45 | BANK OF MONTREAL /CAN/ | 50,476 | 295,000 | 0.10% | ||
| 46 | WFG Advisors, LP | 45,552 | 266,000 | 0.09% | ||
| 47 | HOLLENCREST CAPITAL MANAGEMENT | 41,912 | 245,000 | 0.09% | ||
| 48 | One Capital Management, LLC | 38,002 | 222,000 | 0.08% | ||
| 49 | D.A. DAVIDSON & CO. | 38,000 | 221,000 | 0.08% | ||
| 50 | SII INVESTMENTS INC/WI | 36,813 | 214,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
