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FRANKLIN UNVL TR
FRANKLIN UNVL TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 31 Institutional holders with a total value of $21,508,547.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,202,172 8,680,000 40.36%
2 Advisors Asset Management, Inc. 544,111 3,934,000 18.29%
3 WELLS FARGO & COMPANY/MN 176,899 1,277,000 5.94%
4 Koshinski Asset Management, Inc. 165,789 1,197,000 5.57%
5 ROYAL BANK OF CANADA 159,953 1,155,000 5.37%
6 Saba Capital Management, L.P. 130,895 946,000 4.40%
7 MORGAN STANLEY 74,464 538,000 2.50%
8 UBS Group AG 60,219 435,000 2.02%
9 Janney Montgomery Scott LLC 56,737 410,000 1.91%
10 BANK OF AMERICA CORP /DE/ 47,336 342,000 1.59%
11 LPL Financial LLC 45,454 325,000 1.51%
12 Creative Planning 39,371 284,000 1.32%
13 CORNERSTONE ADVISORS INC 37,015 268,000 1.25%
14 PNC FINANCIAL SERVICES GROUP, INC. 37,294 268,000 1.25%
15 Cetera Advisor Networks LLC 36,125 262,000 1.22%
16 Cetera Advisors LLC 23,722 170,000 0.79%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,000 166,000 0.77%
18 AMERICAN INTERNATIONAL GROUP, INC. 22,652 163,547 0.76%
19 US BANCORP \DE\ 21,600 156,000 0.73%
20 Oxbow Advisors, LLC 17,900 129,000 0.60%
21 CSS LLC/IL 13,909 100,000 0.46%
22 INSPIRION WEALTH ADVISORS, LLC 11,538 83,000 0.39%
23 WEDBUSH SECURITIES INC 10,354 75,000 0.35%
24 FARMERS & MERCHANTS INVESTMENTS INC 5,000 36,000 0.17%
25 SYNOVUS FINANCIAL CORP 4,457 32,000 0.15%
26 MSI Financial Services Inc 2,127 15,000 0.07%
27 Ruggie Capital Group 2,000 14,000 0.07%
28 CITIGROUP INC 2,041 14,000 0.07%
29 FineMark National Bank & Trust 1,900 14,000 0.07%
30 NEXT Financial Group, Inc 1,600 11,000 0.05%
31 Pinnacle Summer Investments, Inc. 1,188 9,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.