| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MANNKIND CORP. | 100 | 0 | 0.00% | ||
| 2 | CEMEX SAB DE CV | 312 | 2,000 | 0.00% | ||
| 3 | VALLEY NATL BANCORP | 37,670 | 2,000 | 0.00% | ||
| 4 | IMMUNOGEN INC | 2,000 | 5,000 | 0.00% | ||
| 5 | WINTRUST FINL CORP | 200 | 6,000 | 0.00% | ||
| 6 | JPMORGAN CHASE & CO | 100 | 7,000 | 0.00% | ||
| 7 | HENNESSY CAP ACQUISITION COR | 20,800 | 8,000 | 0.00% | ||
| 8 | JETBLUE AIRWAYS CORP | 500 | 9,000 | 0.00% | Put | |
| 9 | GOLAR LNG LTD | 500 | 11,000 | 0.00% | Call | |
| 10 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 767,292 | 12,000 | 0.00% | ||
| 11 | CHINA LENDING CORP | 62,979 | 13,000 | 0.00% | ||
| 12 | GOLAR LNG LTD | 700 | 15,000 | 0.00% | ||
| 13 | NEXEO SOLUTIONS INC | 25,000 | 16,000 | 0.00% | ||
| 14 | GALENA BIOPHARMA INC | 45,600 | 16,000 | 0.00% | Put | |
| 15 | HORIZON PHARMA PLC | 1,100 | 20,000 | 0.01% | Call | |
| 16 | CEMEX SAB DE CV | 2,700 | 21,000 | 0.01% | Call | |
| 17 | SPDR S&P 500 ETF TR | 100 | 22,000 | 0.01% | ||
| 18 | KAMAN CORP COM | 500 | 22,000 | 0.01% | Put | |
| 19 | MEDICINES CO | 600 | 23,000 | 0.01% | Put | |
| 20 | ISTAR INC COM | 3,000 | 32,000 | 0.01% | Put | |
| 21 | AMSURG CORP | 500 | 34,000 | 0.01% | Put | |
| 22 | PACIRA PHARMACEUTICALS INC | 1,000 | 34,000 | 0.01% | Put | |
| 23 | Jones Energy Inc | 10,000 | 36,000 | 0.01% | Call | |
| 24 | TESLA INC | 200 | 41,000 | 0.01% | Put | |
| 25 | Griffon Corp | 2,500 | 43,000 | 0.01% | Put | |
| 26 | ENCORE CAP GROUP INC | 2,000 | 45,000 | 0.01% | Call | |
| 27 | Jones Energy Inc | 14,237 | 51,000 | 0.01% | ||
| 28 | GORES HOLDINGS INC-CW20 | 49,177 | 59,000 | 0.02% | ||
| 29 | Harvest Capital Credit Corp | 5,458 | 66,000 | 0.02% | ||
| 30 | WCF BANCORP INC | 8,283 | 69,000 | 0.02% | ||
| 31 | AMTRUST FINL SVCS INC | 3,000 | 80,000 | 0.02% | Call | |
| 32 | KINDER MORGAN INC DEL | 3,600 | 83,000 | 0.02% | Put | |
| 33 | Wells Fargo & Co. Warrants Exp 10/28/18 | 6,887 | 86,000 | 0.02% | ||
| 34 | LYON WILLIAM HOMES CL A NEW | 5,000 | 93,000 | 0.03% | Call | |
| 35 | KEARNY FINL CORP MD COM | 8,139 | 111,000 | 0.03% | ||
| 36 | MANNKIND CORP. | 187,600 | 116,000 | 0.03% | Put | |
| 37 | BLACK HILLS CORP | 1,900 | 116,000 | 0.03% | Call | |
| 38 | XILINX INC | 2,300 | 125,000 | 0.04% | Put | |
| 39 | GALENA BIOPHARMA INC | 368,500 | 129,000 | 0.04% | Call | |
| 40 | XENCOR INC COM | 5,489 | 134,000 | 0.04% | ||
| 41 | SOUTHWESTERN ENERGY CO | 10,000 | 138,000 | 0.04% | Put | |
| 42 | WELLS FARGO & CO NEW | 3,303 | 146,000 | 0.04% | ||
| 43 | RAYONIER ADVANCED MATLS INC COM | 11,600 | 155,000 | 0.05% | Call | |
| 44 | IONIS PHARMACEUTICALS INC COM | 4,400 | 161,000 | 0.05% | Put | |
| 45 | FORESTAR GROUP INC COM | 14,500 | 170,000 | 0.05% | Call | |
| 46 | MANNKIND CORP. | 287,700 | 178,000 | 0.05% | Call | |
| 47 | FIAT CHRYSLER AUTOMOBILES N | 30,200 | 193,000 | 0.06% | Put | |
| 48 | WHITING PETE CORP NEW | 22,800 | 199,000 | 0.06% | Call | |
| 49 | DEPHEID | 4,500 | 237,000 | 0.07% | Put | |
| 50 | HESS CORP | 5,000 | 268,000 | 0.08% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-16-001269, filed 2016.10.24).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
