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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $110,332,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 2,232,370 91,929,000 83.32%
2 WELLS FARGO & COMPANY/MN 130,327 5,367,000 4.86%
3 MORGAN STANLEY 88,028 3,625,000 3.29%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 84,739 3,484,000 3.16%
5 BANK OF AMERICA CORP /DE/ 46,758 1,925,000 1.74%
6 Janney Montgomery Scott LLC 18,000 741,000 0.67%
7 ROYAL BANK OF CANADA 16,817 692,000 0.63%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 12,987 535,000 0.48%
9 UBS Group AG 12,326 508,000 0.46%
10 AMERIPRISE FINANCIAL INC 7,918 326,000 0.30%
11 RAYMOND JAMES & ASSOCIATES 7,350 303,000 0.27%
12 Yorktown Management & Research Co Inc 7,000 288,000 0.26%
13 OLD MISSION CAPITAL LLC 6,030 248,000 0.22%
14 FLOW TRADERS U.S. LLC 5,230 215,000 0.19%
15 MSI Financial Services Inc 1,216 50,000 0.05%
16 CITIGROUP INC 906 37,000 0.03%
17 Tower Research Capital LLC (TRC) 500 21,000 0.02%
18 ATWOOD & PALMER INC 345 14,000 0.01%
19 WFG Advisors, LP 256 11,000 0.01%
20 PNC FINANCIAL SERVICES GROUP, INC. 170 7,000 0.01%
21 JPMORGAN CHASE & CO 90 4,000 0.00%
22 CRIBSTONE CAPITAL MANAGEMENT, LLC 45 2,000 0.00%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%
24 IFP ADVISORS, INC 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.