Dark
Light
System
Institutional Investment Manager
PRUDENTIAL FINANCIAL INC
PRUDENTIAL FINANCIAL INC (CIK: 0001137774) incorporated in New Jersey, registered under Life Insurance, located at 751 Broad St, Newark, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 2,220 holdings with a total value of $50,696,019,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Magnum Hunter Resources Corp 15,999 5,000 0.00%
2 FUELCELL ENERGY INC COM 14,285 10,000 0.00%
3 EXCO RESOURCES INC 14,165 11,000 0.00%
4 CUMULUS MEDIA INC 15,685 11,000 0.00%
5 QUANTUM CORP COM DSSG 15,564 11,000 0.00%
6 * SANDRIDGE ENERGY INC COM 45,844 12,000 0.00%
7 CIVEO CORP CDA 10,758 16,000 0.00%
8 HALCON RESOURCES CORP 29,386 16,000 0.00%
9 Dex Media Inc 123,853 17,000 0.00%
10 PEREGRINE PHARMACEUTICALS IN 17,900 18,000 0.00%
11 SEQUENOM INC 10,701 19,000 0.00%
12 DURECT CORP 10,400 20,000 0.00%
13 CTI BIOPHARMA 15,400 22,000 0.00%
14 GALENA BIOPHARMA INC 13,900 22,000 0.00%
15 ATLANTIC PWR CORP 12,252 23,000 0.00%
16 ANTARES PHARMA INC 14,291 24,000 0.00%
17 Scorpio Bulkers Inc. 17,100 25,000 0.00%
18 Navidea Biopharm Inc 11,538 26,000 0.00%
19 PLUG POWER INC 15,700 29,000 0.00%
20 CLIFFS NAT RES INC 12,462 30,000 0.00%
21 COEUR MNG INC 13,501 38,000 0.00%
22 KERYX BIOPHARMACEUTICALS INCORPORATED 10,735 38,000 0.00%
23 GERON CORP 15,217 42,000 0.00%
24 Arena Pharmaceuticals, Inc 24,525 47,000 0.00%
25 GLU MOBILE INC 10,934 48,000 0.00%
26 LATTICE SEMICONDUCTOR CORP 12,701 49,000 0.00%
27 ANWORTH MTG ASSET CORP 10,560 52,000 0.00%
28 COWEN GROUP INC NEW 12,083 55,000 0.00%
29 GLOBALSTAR INC 35,100 55,000 0.00%
30 ARRAY BIOPHARMA INC 13,757 63,000 0.00%
31 WINDSTREAM HLDGS INC 10,820 66,000 0.00%
32 APOLLO INVT CORP 12,150 67,000 0.00%
33 FEDERAL MOGUL HOLDINGS ORD 10,181 70,000 0.00%
34 HALLADOR ENERGY COMPANY 10,352 72,000 0.00%
35 HECLA MNG CO 37,402 74,000 0.00%
36 OCWEN FINL CORP 11,851 80,000 0.00%
37 PDL BIOPHARMA INC 16,264 82,000 0.00%
38 Penn Virginia Corp 159,593 85,000 0.00%
39 MANNKIND CORP. 27,080 87,000 0.00%
40 CORCEPT THERAPEUTICS INC 23,513 88,000 0.00%
41 MBIA INC 14,425 88,000 0.00%
42 MCDERMOTT INTL INC 21,617 93,000 0.00%
43 FCB Financial Holdings Inc 10,300 94,000 0.00%
44 TIVO INC 11,028 96,000 0.00%
45 ULTRA PETROLEUM CORP 15,878 101,000 0.00%
46 ARIAD PHARMACEUTICALS ORD (NMS) 17,385 102,000 0.00%
47 ZIOPHARM ONCOLOGY INC 11,453 103,000 0.00%
48 EXELIXIS INC 18,443 103,000 0.00%
49 TRANSENTERIX INC 45,800 104,000 0.00%
50 MODEL N INCORPORATED 10,400 104,000 0.00%
Page 1 of 45

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001137774-15-000133, filed 2015.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.