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CTI BIOPHARMA CORP
CTI BIOPHARMA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 93 Institutional holders with a total value of $79,874,164.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BVF INC/IL 10,000,000 14,600,000 18.28%
2 FMR LLC 9,753,954 14,241,000 17.83%
3 VANGUARD GROUP INC 5,934,414 8,664,000 10.85%
4 BlackRock Institutional Trust Company, N.A. 4,640,536 6,775,000 8.48%
5 BlackRock Fund Advisors 4,290,232 6,264,000 7.84%
6 STATE STREET CORP 2,241,148 3,270,000 4.09%
7 NORTHERN TRUST CORP 1,737,611 2,537,000 3.18%
8 Candriam S.C.A. 1,515,000 2,212,000 2.77%
9 Lombard Odier Asset Management (USA) Corp 1,303,135 1,903,000 2.38%
10 DEUTSCHE BANK AG\ 1,109,865 1,618,000 2.03%
11 TEACHERS ADVISORS, LLC 1,064,246 1,554,000 1.95%
12 GEODE CAPITAL MANAGEMENT, LLC 988,338 1,442,000 1.81%
13 COMMERZBANK AKTIENGESELLSCHAFT /FI 811,363 1,185,000 1.48%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 793,676 1,159,000 1.45%
15 Bank of New York Mellon Corp 638,003 932,000 1.17%
16 BlackRock Investment Management, LLC 570,058 832,000 1.04%
17 MILLENNIUM MANAGEMENT LLC 511,976 747,000 0.94%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 490,999 717,000 0.90%
19 Consonance Capital Management LP 460,000 672,000 0.84%
20 WASHINGTON TRUST Co 410,616 599,000 0.75%
21 SMITH ASSET MANAGEMENT GROUP LP 409,070 597,000 0.75%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 364,700 532,000 0.67%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 340,500 497,000 0.62% Call
24 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 299,489 437,000 0.55%
25 GOLDMAN SACHS GROUP INC 271,582 396,000 0.50%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 266,115 388,000 0.49%
27 Swiss National Bank 253,500 370,000 0.46%
28 JANE STREET GROUP, LLC 198,031 289,000 0.36%
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 190,800 279,000 0.35%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 172,000 251,000 0.31% Put
31 A.R.T. Advisors, LLC 166,744 243,000 0.30%
32 ALLIANCEBERNSTEIN L.P. 156,700 229,000 0.29%
33 NEW YORK STATE COMMON RETIREMENT FUND 150,400 220,000 0.28%
34 RHUMBLINE ADVISERS 145,885 213,000 0.27%
35 BARCLAYS PLC 189,181 189,000 0.24%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 110,033 161,000 0.20%
37 Nationwide Fund Advisors 108,106 158,000 0.20%
38 BLACKROCK ADVISORS LLC 106,993 156,000 0.20%
39 Virtu KCG Holdings LLC 105,826 155,000 0.19%
40 METROPOLITAN LIFE INSURANCE CO/NY 104,186 152,000 0.19%
41 VOYA INVESTMENT MANAGEMENT LLC 101,260 148,000 0.19%
42 CREDIT SUISSE AG/ 98,171 143,000 0.18%
43 AMERICAN INTERNATIONAL GROUP, INC. 97,031 142,000 0.18%
44 PANAGORA ASSET MANAGEMENT INC 95,833 139,000 0.17%
45 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 94,200 138,000 0.17%
46 AQR CAPITAL MANAGEMENT LLC 80,700 118,000 0.15%
47 WELLS FARGO & COMPANY/MN 78,455 115,000 0.14%
48 First Heartland Consultants, Inc. 74,624 109,000 0.14%
49 BRIDGEWAY CAPITAL MANAGEMENT, LLC 73,500 107,000 0.13%
50 MORGAN STANLEY 59,806 88,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.