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Institutional Investment Manager
PRUDENTIAL FINANCIAL INC
PRUDENTIAL FINANCIAL INC (CIK: 0001137774) incorporated in New Jersey, registered under Life Insurance, located at 751 Broad St, Newark, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,314 holdings with a total value of $60,548,323,000.
#
Name
Shares
Value ($)
%
Options
Notes
2251 Oxford Immunotec Global PLC 11,090 139,000 0.00%
2252 C D I CORP 24,188 137,000 0.00%
2253 CLIFFS NAT RES INC 22,822 134,000 0.00%
2254 CELESTICA INC 12,272 133,000 0.00%
2255 SMART AND FINAL STORES INC COM 10,300 132,000 0.00%
2256 INFINERA CORPORATION 14,590 132,000 0.00%
2257 LENDINGCLUB CORP 20,920 129,000 0.00%
2258 HARTE-HANKS INC 77,041 125,000 0.00%
2259 INNERWORKINGS INC 13,033 123,000 0.00%
2260 CVR REFNG LP 14,060 123,000 0.00%
2261 ORION ENERGY SYSTEMS INC 91,900 122,000 0.00%
2262 FS KKR CAPITAL CORP COM 12,500 118,000 0.00%
2263 WINDSTREAM HLDGS INC 11,430 115,000 0.00%
2264 Jive Software Inc 26,810 114,000 0.00%
2265 STATE NATL COS INC COM 10,260 114,000 0.00%
2266 AXOGEN INC 12,100 109,000 0.00%
2267 TERRAFORM GLOBAL INC 25,870 106,000 0.00%
2268 OLD SECOND BANCORP INC ILL 12,340 103,000 0.00%
2269 Meet Group, Inc. 16,550 103,000 0.00%
2270 ARRAY BIOPHARMA INC 15,177 102,000 0.00%
2271 THERAPEUTICSMD INC 14,860 101,000 0.00%
2272 INTREPID POTASH INC 89,040 101,000 0.00%
2273 FEDERAL MOGUL HOLDINGS ORD 10,441 100,000 0.00%
2274 OCLARO INC 11,530 99,000 0.00%
2275 GREEN BRICK PARTNERS INCORPORATED 11,790 97,000 0.00%
2276 ENZO BIOCHEM INC 19,130 97,000 0.00%
2277 ACHILLION PHARMACEUTICALS IN 11,632 94,000 0.00%
2278 AUDIOVOX CORP CL A 31,525 94,000 0.00%
2279 MITCHAM INDS 28,200 93,000 0.00%
2280 CASTLIGHT HEALTH INC COM CL B 21,940 91,000 0.00%
2281 LATTICE SEMICONDUCTOR CORP 13,811 90,000 0.00%
2282 GLOBAL NET LEASE INC COM NEW 10,840 88,000 0.00%
2283 FLUIDIGM CORP DEL COM 10,740 86,000 0.00%
2284 INVESTORS REAL 13,402 80,000 0.00%
2285 IMATION CORP 127,546 80,000 0.00%
2286 UNITED CMNTY FINL CORP OHIO 11,290 80,000 0.00%
2287 ATLANTIC PWR CORP 28,882 72,000 0.00%
2288 ZIOPHARM ONCOLOGY INC 12,773 72,000 0.00%
2289 REAL IND INC COM 11,620 71,000 0.00%
2290 SYNERGY PHARMACEUTICALS DEL 12,730 70,000 0.00%
2291 APOLLO INVT CORP 12,150 70,000 0.00%
2292 BONANZA CREEK ENERGY INC 64,220 66,000 0.00%
2293 IMMUNOGEN INC 24,642 66,000 0.00%
2294 MANITOWOC INC COM 13,371 64,000 0.00%
2295 UNIVERSAL TECHNICAL INST INC 34,800 62,000 0.00%
2296 NOVAVAX INC COM 29,623 62,000 0.00%
2297 SEADRILL LIMITED 25,550 61,000 0.00%
2298 Basic Energy Services 64,620 54,000 0.00%
2299 KERYX BIOPHARMACEUTICALS INCORPORATED 10,095 54,000 0.00%
2300 GULFMARK OFFSHORE INC 30,440 51,000 0.00%
Page 46 of 47

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001137774-16-000265, filed 2016.11.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.