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FS KKR CAPITAL CORP COM
FS KKR CAPITAL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 160 Institutional holders with a total value of $728,836,492.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 11,152,042 105,610,000 14.49%
2 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 4,355,175 41,244,000 5.66%
3 LPL Financial LLC 4,322,404 40,544,000 5.56%
4 Muzinich & Co., Inc. 3,738,551 35,404,000 4.86%
5 BANK OF MONTREAL /CAN/ 3,721,000 35,238,000 4.83%
6 State of New Jersey Common Pension Fund D 3,620,000 34,281,000 4.70%
7 Clearbridge Investments, LLC 2,373,703 22,479,000 3.08%
8 MARINER INDEPENDENT ADVISOR NETWORK, LLC 2,241,129 21,223,000 2.91%
9 Cambridge Investment Research Advisors, Inc. 2,232,293 21,140,000 2.90%
10 ARES MANAGEMENT LLC 1,816,309 17,200,000 2.36%
11 Private Advisor Group, LLC 1,809,158 16,970,000 2.33%
12 Cetera Advisor Networks LLC 1,764,520 16,710,000 2.29%
13 AMERIPRISE FINANCIAL INC 1,531,669 14,635,000 2.01%
14 M&T BANK CORP 1,532,287 14,511,000 1.99%
15 NATIONAL PLANNING CORP 1,536,317 14,441,000 1.98%
16 ADVISOR GROUP, INC. 1,272,684 12,052,000 1.65%
17 Cetera Advisors LLC 1,216,222 11,516,000 1.58%
18 NOMURA HOLDINGS INC 1,210,312 11,471,000 1.57%
19 BlackRock Group LTD 1,195,096 11,318,000 1.55%
20 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,194,442 11,311,000 1.55%
21 TORONTO DOMINION BANK 1,112,700 10,537,000 1.45%
22 Arete Wealth Advisors, LLC 941,174 8,913,000 1.22%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 889,332 8,421,000 1.16%
24 VAN ECK ASSOCIATES CORP 884,143 8,373,000 1.15%
25 Invesco Ltd. 818,560 7,752,000 1.06%
26 MORGAN STANLEY 774,145 7,331,000 1.01%
27 Yorktown Management & Research Co Inc 770,000 7,292,000 1.00%
28 MSI Financial Services Inc 759,417 7,192,000 0.99%
29 NATIXIS ADVISORS, LLC 694,343 6,575,000 0.90%
30 Advisors Asset Management, Inc. 676,183 6,403,000 0.88%
31 VOYA FINANCIAL ADVISORS, INC. 609,258 5,794,000 0.79%
32 DELPHI FINANCIAL GROUP, INC. 594,200 5,627,000 0.77%
33 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 544,300 5,155,000 0.71%
34 GUGGENHEIM CAPITAL LLC 543,063 5,143,000 0.71%
35 IFP ADVISORS, INC 515,418 4,881,000 0.67%
36 MCKINLEY CAPITAL MANAGEMENT LLC 509,818 4,828,000 0.66%
37 1832 Asset Management L.P. 500,000 4,735,000 0.65%
38 ALLIANCEBERNSTEIN L.P. 439,825 4,165,000 0.57%
39 First Allied Advisory Services, Inc. 437,018 4,139,000 0.57%
40 CONFLUENCE INVESTMENT MANAGEMENT LLC 419,870 3,976,000 0.55%
41 Canal Capital Management, LLC 388,066 3,675,000 0.50%
42 Stratos Wealth Partners, LTD. 385,092 3,647,000 0.50%
43 WELLS FARGO & COMPANY/MN 372,470 3,528,000 0.48%
44 Neuberger Berman Group LLC 371,700 3,520,000 0.48%
45 Bank of New York Mellon Corp 356,354 3,375,000 0.46%
46 INVESTMENT CENTERS OF AMERICA INC 350,304 3,330,000 0.46%
47 SII INVESTMENTS INC/WI 349,492 3,306,000 0.45%
48 BANK OF AMERICA CORP /DE/ 328,227 3,109,000 0.43%
49 BANK OF NOVA SCOTIA 313,000 2,964,000 0.41%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 301,032 2,851,000 0.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.