| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Delcath Systems Inc | 11,500 | 3,000 | 0.00% | ||
| 2 | DEJOUR ENERGY INC | 25,000 | 7,000 | 0.00% | ||
| 3 | Eurasian Minerals | 10,487 | 11,000 | 0.00% | ||
| 4 | POLYMET MINING CORP COM | 10,500 | 14,000 | 0.00% | ||
| 5 | RARE ELEMENT RES LTD | 10,400 | 15,000 | 0.00% | ||
| 6 | Quest Rare Minerals Ltd. | 29,500 | 15,000 | 0.00% | ||
| 7 | CAMAC ENERGY INC | 19,476 | 15,000 | 0.00% | ||
| 8 | * LEXICON PHARMACEUTICALS INC COM | 10,000 | 17,000 | 0.00% | ||
| 9 | STAR SCIENTIFIC INC | 25,000 | 20,000 | 0.00% | ||
| 10 | INFUSYSTEM HLDGS INC | 10,000 | 28,000 | 0.00% | ||
| 11 | NINETOWNS INTERNET TECH GRP | 18,123 | 31,000 | 0.01% | ||
| 12 | COSI INC SHS | 28,959 | 34,000 | 0.01% | ||
| 13 | BROADWAY FINL CORP DEL | 30,757 | 34,000 | 0.01% | ||
| 14 | Pacific Sunwear Calif Inc | 13,200 | 39,000 | 0.01% | ||
| 15 | ARMOUR RESIDENTIAL REIT | 10,200 | 42,000 | 0.01% | ||
| 16 | Mela Sciences Inc Com | 68,256 | 43,000 | 0.01% | ||
| 17 | URANERZ ENERGY CORP | 26,000 | 45,000 | 0.01% | ||
| 18 | NEVADA GOLD & CASINOS INC | 38,603 | 45,000 | 0.01% | ||
| 19 | Widepoint Corp | 30,000 | 48,000 | 0.01% | ||
| 20 | CORCEPT THERAPEUTICS INC | 11,000 | 48,000 | 0.01% | ||
| 21 | FORBES ENERGY SERVICES LTD | 12,450 | 49,000 | 0.01% | ||
| 22 | Cordia Bancorp Inc | 12,131 | 52,000 | 0.01% | ||
| 23 | U.S. GEOTHERMAL INC | 69,200 | 52,000 | 0.01% | ||
| 24 | BPZ RESOURCES INC COM | 16,735 | 53,000 | 0.01% | ||
| 25 | EAGLE ROCK ENERGY PARTNERS L | 10,400 | 55,000 | 0.01% | ||
| 26 | ABRAXAS PETE CORP | 14,000 | 55,000 | 0.01% | ||
| 27 | ALCATEL SA ADR | 14,401 | 56,000 | 0.01% | ||
| 28 | HEMISPHERX BIOPHARMA INC | 146,500 | 59,000 | 0.01% | ||
| 29 | CHINA BAK BATTERY INC | 19,508 | 59,000 | 0.01% | ||
| 30 | BAY BANCORP INC | 12,047 | 61,000 | 0.01% | ||
| 31 | Capstone Turbine | 29,350 | 63,000 | 0.01% | ||
| 32 | SIGA TECHNOLOGIES ORD | 21,000 | 65,000 | 0.01% | ||
| 33 | PENGROWTH ENERGY | 11,000 | 67,000 | 0.01% | ||
| 34 | CHINA PRECISION STEEL INC | 27,222 | 68,000 | 0.01% | ||
| 35 | AEROPOSTALE INC N/C 8/16/17 00215Q103 | 13,850 | 70,000 | 0.01% | ||
| 36 | GABELLI CONV&INCOM SECS FD I | 11,356 | 70,000 | 0.01% | ||
| 37 | UTSTARCOM HOLDINGS CORP SHS NEW | 27,424 | 75,000 | 0.01% | ||
| 38 | Ipass Inc | 45,299 | 75,000 | 0.01% | ||
| 39 | PAULSON CAP DEL CORP | 70,891 | 81,000 | 0.01% | ||
| 40 | SPORT CHALET INC CLASS B | 65,065 | 84,000 | 0.01% | ||
| 41 | LO-JACK CORP | 14,886 | 85,000 | 0.01% | ||
| 42 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 11,645 | 85,000 | 0.01% | ||
| 43 | JUST ENERGY GROUP INC | 10,600 | 85,000 | 0.01% | ||
| 44 | ORBITAL ATK INC | 10,000 | 90,000 | 0.02% | ||
| 45 | ABERDEEN ASIA PACIFIC INCOME | 14,850 | 91,000 | 0.02% | ||
| 46 | THOMPSON CREEK METALS CO COM | 42,280 | 92,000 | 0.02% | ||
| 47 | BLACKROCK ENHANCED EQT DIV T | 11,524 | 92,000 | 0.02% | ||
| 48 | LINKTONE LTD-ADR | 119,466 | 96,000 | 0.02% | ||
| 49 | ULTRALIFE CORP | 22,800 | 97,000 | 0.02% | ||
| 50 | HOVNANIAN ENTERPRISES, INC. | 20,550 | 97,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001142495-14-000004, filed 2014.05.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
