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POLYMET MINING CORP COM
POLYMET MINING CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 33 Institutional holders with a total value of $5,304,953.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMUNDI ASSET MANAGEMENT US, INC. 2,422,969 3,319,000 62.56%
2 ELKHORN PARTNERS LIMITED PARTNERSHIP 349,000 478,000 9.01%
3 COMMERZBANK AKTIENGESELLSCHAFT /FI 192,320 263,000 4.96%
4 UBS AG 169,515 232,000 4.37%
5 PERKINS CAPITAL MANAGEMENT INC 95,500 131,000 2.47%
6 FIRST TRUST ADVISORS LP 94,451 129,000 2.43%
7 Baring International Investment Ltd 82,299 113,000 2.13%
8 US BANCORP \DE\ 81,000 111,000 2.09%
9 Geneva Advisors, LLC 74,803 102,000 1.92%
10 Cetera Advisor Networks LLC 38,010 52,000 0.98%
11 Geduld E E 37,500 51,000 0.96%
12 ROYAL BANK OF CANADA 25,390 34,000 0.64%
13 LPL Financial LLC 23,860 33,000 0.62%
14 Palisade Asset Management, LLC 18,000 25,000 0.47%
15 JNBA Financial Advisors 17,950 25,000 0.47%
16 MORGAN STANLEY 15,500 21,000 0.40%
17 BANK HAPOALIM BM 14,000 19,000 0.36%
18 Merriman Wealth Management, LLC 15,925 19,000 0.36%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,400 18,000 0.34%
20 WFG Advisors, LP 12,200 17,000 0.32%
21 CG Asset Management LLC 11,500 16,000 0.30%
22 OPPENHEIMER & CO INC 10,000 14,000 0.26%
23 MAIRS & POWER INC 10,000 14,000 0.26%
24 WEDBUSH SECURITIES INC 10,500 14,000 0.26%
25 J.P. Morgan Private Wealth Advisors LLC 10,000 14,000 0.26%
26 DEUTSCHE BANK AG\ 10,000 13,000 0.25%
27 AMERICAN INTERNATIONAL GROUP, INC. 7,995 10,953 0.21%
28 WELLS FARGO & COMPANY/MN 6,000 8,000 0.15%
29 BANK OF AMERICA CORP /DE/ 3,556 5,000 0.09%
30 Syntal Capital Partners, LLC 2,500 3,000 0.06%
31 CapWealth Advisors, LLC 500 1,000 0.02%
32 Tower Research Capital LLC (TRC) 62 0 0.00%
33 TORONTO DOMINION BANK 95 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.