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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
301 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
302 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
303 TATA MTRS LTD 464,384 16,100 0.04%
304 S&P GLOBAL INC 149,676 16,054 0.04%
305 IRON MTN INC NEW 401,392 15,987 0.04%
306 ALASKA AIR GROUP INC 272,658 15,893 0.04%
307 AGNICO EAGLE MINES LTD 296,800 15,878 0.04%
308 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
309 LIBERTY ALL STAR EQUITY FD 3,121,997 15,672 0.04%
310 DCT Industrial Trust Inc 322,548 15,495 0.04%
311 CYPRESS SEMICONDUCTOR CORP 1,462,261 15,426 0.04%
312 GREAT WESTERN BANCORP INC COM 485,691 15,318 0.04%
313 GLOBAL PMTS INC 212,897 15,196 0.03%
314 ALLSTATE CORP 216,809 15,165 0.03%
315 MICROSEMI CORP 462,490 15,114 0.03%
316 CMS ENERGY CORP 328,932 15,084 0.03%
317 SOLAZYME INC 29,287,000 15,064 0.03% PRN
318 INTERNATIONAL BUSINESS MACHS 99,246 15,063 0.03%
319 REINSURANCE GROUP AMER INC 154,131 14,949 0.03%
320 AMERICAN TOWER CORP NEW 131,400 14,928 0.03%
321 KOREA EQUITY FD INC COM 1,891,621 14,868 0.03%
322 REALPAGE INC COM 661,270 14,766 0.03%
323 KINDER MORGAN INC DEL 787,000 14,732 0.03%
324 TRI CONTL CORP 715,311 14,692 0.03%
325 ENI S P A 452,940 14,652 0.03%
326 ORBOTECH LTD 566,258 14,467 0.03%
327 POOL CORPORATION 153,385 14,422 0.03%
328 PNM RES INC 404,880 14,348 0.03%
329 UNILEVER N V 300,091 14,086 0.03%
330 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
331 AMC NETWORKS INC CL A 232,056 14,020 0.03%
332 REPUBLIC SVCS INC 270,932 13,901 0.03%
333 ARCH CAP GROUP LTD 192,257 13,842 0.03%
334 EOG RES INC 165,935 13,842 0.03%
335 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
336 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
337 DOUGLAS DYNAMICS INC 522,786 13,451 0.03%
338 CELGENE CORP 136,220 13,435 0.03%
339 SCHOLASTIC CORP 338,900 13,423 0.03%
340 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
341 FIRST TR/ABERDEEN EMERG OPT 910,607 13,404 0.03%
342 INTERNATIONAL GAME TECHNOLOG 713,057 13,362 0.03%
343 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
344 Grupo Aeroportuario Del Pacifi 128,098 13,146 0.03%
345 FIFTH THIRD BANCORP 745,019 13,104 0.03%
346 Philippine Long Dst Adrf 290,500 12,947 0.03%
347 MCDONALDS CORP 107,266 12,908 0.03%
348 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
349 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
350 MEDNAX INC 175,596 12,718 0.03%
Page 7 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,118 38,897 0.08%
3 ABBOTT LABS 844,196 33,185 0.07%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,947 8,292 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,925,874 23,226 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,365,492 10,473 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.04%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 300,981 34,098 0.07%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 3,441,704 43,606 0.09%
18 ADEPTUS HEALTH INC 13,000 671 0.00%
19 ADVANCE AUTO PARTS INC 3,620 585 0.00%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 388,354 2,167 0.00%
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,351,626 7,542 0.02%
24 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
25 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
26 AEGON N V 2,145 8 0.00%
27 AERCAP HOLDINGS NV 99,331 3,336 0.01%
28 AES CORP 3,230,726 40,319 0.09%
29 AES CORP 27,707 345 0.00%
30 AETNA INC NEW 4,400 537 0.00%
31 AETNA INC NEW 2,325 283 0.00%
32 AETNA INC NEW 2,312,690 282,448 0.60%
33 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
34 AGILENT TECHNOLOGIES INC 45,731 2,028 0.00%
35 AGNICO EAGLE MINES LTD 296,800 15,878 0.03%
36 AGNICO EAGLE MINES LTD 2,500 133 0.00%
37 AGREE RLTY CORP COM 1,000 48 0.00%
38 AIR LEASE CORP 188,658 5,052 0.01%
39 AIR METHODS CORP 46,100 1,651 0.00%
40 AIRCASTLE LTD 8,000 156 0.00%
41 AK STL CORP 22,217,000 25,757 0.05% PRN
42 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
43 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
44 ALASKA AIR GROUP INC 272,848 15,904 0.03%
45 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
46 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
47 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
48 ALEXION PHARMACEUTIC 12 1 0.00%
49 ALIBABA GROUP HLDG LTD 1,762,229 140,150 0.30%
50 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
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