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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
351 DENTSPLY SIRONA INC 204,460 12,684 0.03%
352 UNITEDHEALTH GROUP INC 89,669 12,661 0.03%
353 TESARO INC 5,000,000 12,534 0.03% PRN
354 METTLER-TOLEDO 34,325 12,525 0.03%
355 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 1,331,905 12,426 0.03%
356 QUINTILES IMS HOLDINGS INC 189,823 12,399 0.03%
357 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
358 COCA COLA EUROPEAN PARTNERS 344,979 12,312 0.03%
359 INFOSYS LTD 683,228 12,195 0.03%
360 VALIDUS HOLDINGS LTD 249,341 12,115 0.03%
361 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
362 LIBERTY MEDIA CORP 20,509,000 11,946 0.03%
363 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
364 ARGO GROUP INTERNATIONAL 229,828 11,928 0.03%
365 HOME BANCSHARES INC 601,320 11,900 0.03%
366 PNC FINL SVCS GROUP INC 146,215 11,900 0.03%
367 Exelexis 8,000,000 11,895 0.03% PRN
368 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
369 COWEN GROUP INC NEW 13,000,000 11,797 0.03% PRN
370 LEIDOS HLDGS INC 244,655 11,711 0.03%
371 WAL-MART STORES INC 159,754 11,665 0.03%
372 CHURCH & DWIGHT 112,334 11,558 0.03%
373 DR REDDYS LABS LTD 223,828 11,466 0.03%
374 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 16,150,000 11,456 0.03% PRN
375 MERITAGE HOMES CORP 11,424,000 11,416 0.03% PRN
376 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.03% PRN
377 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 10,370,000 11,309 0.03% PRN
378 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 11,108,000 11,232 0.03% PRN
379 WEBSTER FINL CORP CONN 329,352 11,181 0.03%
380 PINNACLE WEST 136,784 11,087 0.03%
381 VANECK VECTORS ETF TR 397,739 11,077 0.03% PRN
382 REDWOOD TR INC 11,089,000 11,012 0.03% PRN
383 JOHNSON CTLS INTL PLC 246,395 10,905 0.03%
384 ARTISAN PARTNERS ASSET MGMT 381,748 10,566 0.02%
385 SABRE CORP 393,842 10,551 0.02%
386 DARDEN RESTAURANTS INC 166,479 10,544 0.02%
387 NORDSON CORP 125,538 10,496 0.02%
388 STERIS PLC SHS USD 151,982 10,448 0.02%
389 CARTERS INC 98,116 10,446 0.02%
390 BLACKROCK SCIENCE & TECH TR 626,378 10,335 0.02%
391 SJW CORP 262,380 10,332 0.02%
392 BEACON ROOFING SUPPLY INC 226,415 10,295 0.02%
393 BAIDU INC 62,001 10,239 0.02%
394 UNION PAC CORP 117,116 10,218 0.02%
395 DISNEY WALT CO 103,566 10,130 0.02%
396 REAL IND INC COM 1,303,274 10,126 0.02%
397 ITAU UNIBANCO HLDG SA 1,072,289 10,122 0.02%
398 TENNANT CO 187,367 10,093 0.02%
399 EXTRA SPACE STORAGE INC 108,860 10,073 0.02%
400 SPDR S&P 500 ETF TR 47,935 10,043 0.02%
Page 8 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,118 38,897 0.08%
3 ABBOTT LABS 844,196 33,185 0.07%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,947 8,292 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,925,874 23,226 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,365,492 10,473 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.04%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 300,981 34,098 0.07%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 3,441,704 43,606 0.09%
18 ADEPTUS HEALTH INC 13,000 671 0.00%
19 ADVANCE AUTO PARTS INC 3,620 585 0.00%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 388,354 2,167 0.00%
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,351,626 7,542 0.02%
24 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
25 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
26 AEGON N V 2,145 8 0.00%
27 AERCAP HOLDINGS NV 99,331 3,336 0.01%
28 AES CORP 3,230,726 40,319 0.09%
29 AES CORP 27,707 345 0.00%
30 AETNA INC NEW 4,400 537 0.00%
31 AETNA INC NEW 2,325 283 0.00%
32 AETNA INC NEW 2,312,690 282,448 0.60%
33 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
34 AGILENT TECHNOLOGIES INC 45,731 2,028 0.00%
35 AGNICO EAGLE MINES LTD 296,800 15,878 0.03%
36 AGNICO EAGLE MINES LTD 2,500 133 0.00%
37 AGREE RLTY CORP COM 1,000 48 0.00%
38 AIR LEASE CORP 188,658 5,052 0.01%
39 AIR METHODS CORP 46,100 1,651 0.00%
40 AIRCASTLE LTD 8,000 156 0.00%
41 AK STL CORP 22,217,000 25,757 0.05% PRN
42 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
43 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
44 ALASKA AIR GROUP INC 272,848 15,904 0.03%
45 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
46 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
47 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
48 ALEXION PHARMACEUTIC 12 1 0.00%
49 ALIBABA GROUP HLDG LTD 1,762,229 140,150 0.30%
50 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
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