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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,149 38,902 0.09%
3 ABBOTT LABS 844,196 33,185 0.08%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,900 8,289 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,832,030 22,094 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,138,022 8,728 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.05%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 202,455 22,936 0.05%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 2,858,904 36,222 0.08%
18 ADEPTUS HEALTH INC 13,051 674 0.00%
19 ADVANCE AUTO PARTS INC 3,201,723 517,494 1.19%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCED ACCELERATOR APPLIC 12,673 383 0.00%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,125,294 6,279 0.01%
23 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
24 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
25 AERCAP HOLDINGS NV 99,331 3,336 0.01%
26 AES CORP 27,707 345 0.00%
27 AES CORP 3,230,726 40,319 0.09%
28 AETNA INC NEW 2,284,297 278,981 0.64%
29 AETNA INC NEW 4,400 537 0.00%
30 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
31 AGILENT TECHNOLOGIES INC 45,700 2,027 0.00%
32 AGNICO EAGLE MINES LTD 2,500 133 0.00%
33 AGNICO EAGLE MINES LTD 296,800 15,878 0.04%
34 AGREE RLTY CORP COM 1,000 48 0.00%
35 AIR LEASE CORP 188,596 5,050 0.01%
36 AIR METHODS CORP 46,100 1,651 0.00%
37 AIRCASTLE LTD 8,000 156 0.00%
38 AK STL CORP 22,217,000 25,757 0.06% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
40 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
41 ALASKA AIR GROUP INC 272,658 15,893 0.04%
42 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.03% PRN
43 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
45 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
46 ALIBABA GROUP HLDG LTD 1,882,534 149,717 0.34%
47 ALLERGAN PLC 220 50 0.00%
48 ALLERGAN PLC 1,923,267 444,447 1.02%
49 ALLERGAN PLC 38,998 9,012 0.02%
50 ALLIED MOTION TECHNOLOGIES 4,600 106 0.00%
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
551 AIR LEASE CORP 188,658 5,052 0.01%
552 BERRY PLASTICS GROUP INC 129,073 5,014 0.01%
553 DOW CHEM CO 100,259 4,983 0.01%
554 PROCTER AND GAMBLE CO 58,577 4,959 0.01%
555 PORTOLA PHARMACEUTICALS INC 207,442 4,895 0.01%
556 SPECTRUM PHARMACEUTICALS INC 5,262,000 4,883 0.01% PRN
557 XEROX CORP 508,805 4,828 0.01%
558 FXCM INC 12,965,000 4,788 0.01% PRN
559 CREDIT SUISSE NASSAU 191,375 4,782 0.01%
560 CARNIVAL CORP 108,095 4,777 0.01%
561 CATALENT INC 206,900 4,756 0.01%
562 OMNICOM GROUP INC 57,963 4,723 0.01%
563 TURKCELL ILETISIM HIZMETLERI 513,500 4,698 0.01%
564 NATIONAL STORAGE AFFILIATES 224,920 4,682 0.01%
565 CROWN HOLDINGS INC 91,787 4,650 0.01%
566 SANOFI 110,784 4,636 0.01%
567 SEQUENOM INC 7,900,000 4,621 0.01% PRN
568 SKYWORKS SOLUTIONS INC 72,976 4,617 0.01%
569 LMP CAP & INCOME FD INC 349,232 4,585 0.01%
570 MSCI INC 59,382 4,579 0.01%
571 SPDR SER TR 92,842 4,556 0.01% PRN
572 SAP SE 59,300 4,448 0.01%
573 AMERICAN HOMES 4 RENT CL A 212,665 4,355 0.01%
574 BERKSHIRE HATHAWAY INC DEL 30,050 4,350 0.01%
575 HEXCEL CORP NEW COM 102,765 4,279 0.01%
576 CHENIERE ENERGY INC 7,430,000 4,235 0.01% PRN
577 PAYPAL HLDGS INC 113,855 4,156 0.01%
578 IDEXX LAB 44,757 4,156 0.01%
579 COLONY CAPITAL CL A ORD 264,606 4,061 0.01%
580 MADISON SQUARE GARDEN CO NEW 23,536 4,060 0.01%
581 VENTAS INC 55,365 4,031 0.01%
582 WHITING PETE CORP NEW 5,000,000 3,981 0.01% PRN
583 WELLCARE HEALTH PLANS INC 36,773 3,945 0.01%
584 RTW HLDGS INC 3,998,000 3,933 0.01% PRN
585 TOTAL S A 81,598 3,924 0.01%
586 AMYRIS INC 8,105,000 3,910 0.01% PRN
587 HSBC HLDGS PLC 124,400 3,894 0.01%
588 MICRON TECHNOLOGY INC SR SB CV NT 3 43 5,000,000 3,843 0.01% PRN
589 CBRE GROUP INC 143,618 3,803 0.01%
590 ARRIS INTL INC 181,411 3,802 0.01%
591 ELECTRONICS FOR IMAGING INC 3,500,000 3,760 0.01% PRN
592 MACQUARIE GLOBAL INFRASTRUCT 175,357 3,752 0.01%
593 BP PLC 105,591 3,749 0.01%
594 TENARIS S A 127,733 3,683 0.01%
595 TARENA INTL INC 356,300 3,680 0.01%
596 LIBERTY MEDIA CORP 6,294,000 3,674 0.01%
597 FLEETMATICS GROUP PLC 83,740 3,628 0.01%
598 BAIDU INC 21,710 3,585 0.01%
599 EQUITY LIFESTYLE PPTYS INC 44,542 3,565 0.01%
600 EDISON INTL 45,600 3,541 0.01%
Page 12 of 30