Dark
Light
System
Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,149 38,902 0.09%
3 ABBOTT LABS 844,196 33,185 0.08%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,900 8,289 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,832,030 22,094 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,138,022 8,728 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.05%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 202,455 22,936 0.05%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 2,858,904 36,222 0.08%
18 ADEPTUS HEALTH INC 13,051 674 0.00%
19 ADVANCE AUTO PARTS INC 3,201,723 517,494 1.19%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCED ACCELERATOR APPLIC 12,673 383 0.00%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,125,294 6,279 0.01%
23 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
24 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
25 AERCAP HOLDINGS NV 99,331 3,336 0.01%
26 AES CORP 27,707 345 0.00%
27 AES CORP 3,230,726 40,319 0.09%
28 AETNA INC NEW 2,284,297 278,981 0.64%
29 AETNA INC NEW 4,400 537 0.00%
30 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
31 AGILENT TECHNOLOGIES INC 45,700 2,027 0.00%
32 AGNICO EAGLE MINES LTD 2,500 133 0.00%
33 AGNICO EAGLE MINES LTD 296,800 15,878 0.04%
34 AGREE RLTY CORP COM 1,000 48 0.00%
35 AIR LEASE CORP 188,596 5,050 0.01%
36 AIR METHODS CORP 46,100 1,651 0.00%
37 AIRCASTLE LTD 8,000 156 0.00%
38 AK STL CORP 22,217,000 25,757 0.06% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
40 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
41 ALASKA AIR GROUP INC 272,658 15,893 0.04%
42 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.03% PRN
43 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
45 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
46 ALIBABA GROUP HLDG LTD 1,882,534 149,717 0.34%
47 ALLERGAN PLC 220 50 0.00%
48 ALLERGAN PLC 1,923,267 444,447 1.02%
49 ALLERGAN PLC 38,998 9,012 0.02%
50 ALLIED MOTION TECHNOLOGIES 4,600 106 0.00%
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
251 FACTSET RESH SYS INC 131,009 21,147 0.04%
252 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.04% PRN
253 XCEL ENERGY INC 471,949 21,133 0.04%
254 EXELON CORP 576,538 20,962 0.04%
255 INTERNATIONAL BUSINESS MACHS 137,718 20,903 0.04%
256 TEVA PHARMACEUTICAL INDS LTD 414,202 20,805 0.04%
257 B/E AEROSPACE INC 435,105 20,090 0.04%
258 FRANKS INTL N V 1,372,902 20,058 0.04%
259 GREENBRIER COS INC 18,750,000 20,015 0.04% PRN
260 PGT INNOVATIONS INC COM 1,930,587 19,885 0.04%
261 GENTHERM INC 580,455 19,880 0.04%
262 ALTRA INDL MOTION CORP 17,500,000 19,862 0.04% PRN
263 BLACKSTONE MTG TR INC 717,762 19,860 0.04%
264 LGIH 12,750,000 19,826 0.04% PRN
265 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.04%
266 PUBLIC SVC ENTERPRISE GRP IN 423,285 19,729 0.04%
267 RELX NV 1,125,738 19,599 0.04%
268 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
269 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
270 CALGON CARBON CORP 1,466,735 19,287 0.04%
271 TYSON FOODS INC 286,707 19,149 0.04%
272 JPMORGAN CHINA REGION FD INC 1,257,976 19,121 0.04%
273 PUBLIC STORAGE 74,778 19,112 0.04%
274 GDL FUND 1,922,448 19,089 0.04%
275 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
276 ISHARES TR 553,437 19,016 0.04%
277 MADDEN STEVEN LTD COM 554,069 18,938 0.04%
278 CHICOS FAS INC 1,767,346 18,928 0.04%
279 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
280 HOLOGIC INC 15,389,000 18,716 0.04% PRN
281 INTUIT 165,840 18,509 0.04%
282 MEMORIAL RESOURCE DEV CORP 1,152,072 18,294 0.04%
283 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
284 COMERICA INC 440,825 18,131 0.04%
285 TRI CONTL CORP 882,521 18,126 0.04%
286 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
287 KELLOGG CO 219,682 17,937 0.04%
288 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
289 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
290 MICROSOFT CORP 346,781 17,744 0.04%
291 NCR CORP NEW 635,835 17,657 0.04%
292 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
293 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
294 BOULDER GROWTH & INCOME FUND COM 2,157,801 17,542 0.04%
295 COMMUNICATIONS SALES&LEAS 605,728 17,505 0.04%
296 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
297 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
298 CHECK POINT SOFTWARE TECH LT 213,494 17,011 0.04%
299 BLOOMIN BRANDS INC 949,461 16,966 0.04%
300 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
Page 6 of 30