Dark
Light
System
Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,149 38,902 0.09%
3 ABBOTT LABS 844,196 33,185 0.08%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,900 8,289 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,832,030 22,094 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,138,022 8,728 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.05%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 202,455 22,936 0.05%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 2,858,904 36,222 0.08%
18 ADEPTUS HEALTH INC 13,051 674 0.00%
19 ADVANCE AUTO PARTS INC 3,201,723 517,494 1.19%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCED ACCELERATOR APPLIC 12,673 383 0.00%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,125,294 6,279 0.01%
23 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
24 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
25 AERCAP HOLDINGS NV 99,331 3,336 0.01%
26 AES CORP 27,707 345 0.00%
27 AES CORP 3,230,726 40,319 0.09%
28 AETNA INC NEW 2,284,297 278,981 0.64%
29 AETNA INC NEW 4,400 537 0.00%
30 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
31 AGILENT TECHNOLOGIES INC 45,700 2,027 0.00%
32 AGNICO EAGLE MINES LTD 2,500 133 0.00%
33 AGNICO EAGLE MINES LTD 296,800 15,878 0.04%
34 AGREE RLTY CORP COM 1,000 48 0.00%
35 AIR LEASE CORP 188,596 5,050 0.01%
36 AIR METHODS CORP 46,100 1,651 0.00%
37 AIRCASTLE LTD 8,000 156 0.00%
38 AK STL CORP 22,217,000 25,757 0.06% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
40 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
41 ALASKA AIR GROUP INC 272,658 15,893 0.04%
42 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.03% PRN
43 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
45 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
46 ALIBABA GROUP HLDG LTD 1,882,534 149,717 0.34%
47 ALLERGAN PLC 220 50 0.00%
48 ALLERGAN PLC 1,923,267 444,447 1.02%
49 ALLERGAN PLC 38,998 9,012 0.02%
50 ALLIED MOTION TECHNOLOGIES 4,600 106 0.00%
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
351 Grupo Aeroportuario Del Pacifi 128,098 13,146 0.03%
352 FIFTH THIRD BANCORP 745,081 13,105 0.03%
353 DOUGLAS DYNAMICS INC 507,823 13,066 0.03%
354 Philippine Long Dst Adrf 290,500 12,947 0.03%
355 MCDONALDS CORP 107,323 12,915 0.03%
356 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
357 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
358 DENTSPLY SIRONA INC 204,655 12,696 0.03%
359 UNITEDHEALTH GROUP INC 89,697 12,665 0.03%
360 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 1,345,920 12,557 0.03%
361 TESARO INC 5,000,000 12,534 0.03% PRN
362 METTLER-TOLEDO 34,334 12,529 0.03%
363 QUINTILES IMS HOLDINGS INC 189,823 12,399 0.03%
364 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
365 MEDNAX INC 170,540 12,352 0.03%
366 COCA COLA EUROPEAN PARTNERS 345,282 12,323 0.03%
367 INFOSYS LTD 683,228 12,195 0.03%
368 VALIDUS HOLDINGS LTD 249,602 12,128 0.03%
369 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
370 LIBERTY MEDIA CORP 20,509,000 11,946 0.03% PRN
371 ARGO GROUP INTERNATIONAL 230,070 11,940 0.03%
372 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
373 HOME BANCSHARES INC 601,892 11,911 0.03%
374 PNC FINL SVCS GROUP INC 146,215 11,900 0.03%
375 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
376 Exelexis 8,000,000 11,895 0.03% PRN
377 COWEN GROUP INC NEW 13,000,000 11,797 0.02% PRN
378 LEIDOS HLDGS INC 244,892 11,722 0.02%
379 MORGAN STANLEY ASIA PACIFIC FD INC 846,393 11,680 0.02%
380 CHURCH & DWIGHT 112,334 11,558 0.02%
381 CANADIAN NATL RY CO 195,623 11,553 0.02%
382 DR REDDYS LABS LTD 223,828 11,466 0.02%
383 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 16,150,000 11,456 0.02% PRN
384 MERITAGE HOMES CORP 11,424,000 11,416 0.02% PRN
385 ARTISAN PARTNERS ASSET MGMT 411,972 11,403 0.02%
386 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
387 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 10,370,000 11,309 0.02% PRN
388 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 11,108,000 11,232 0.02% PRN
389 WEBSTER FINL CORP CONN 329,665 11,192 0.02%
390 LASALLE HOTEL PPTYS 473,700 11,169 0.02%
391 PINNACLE WEST 136,784 11,087 0.02%
392 VANECK VECTORS ETF TR 397,739 11,077 0.02% PRN
393 SPDR S&P 500 ETF TR 52,836 11,070 0.02%
394 AMERICAN EXPRESS CO 181,922 11,053 0.02%
395 INTERNATIONAL GAME TECHNOLOG 587,821 11,015 0.02%
396 REDWOOD TR INC 11,089,000 11,012 0.02% PRN
397 JOHNSON CTLS INTL PLC 246,395 10,905 0.02%
398 SABRE CORP 393,842 10,551 0.02%
399 DARDEN RESTAURANTS INC 166,501 10,546 0.02%
400 ABERDEEN JAPAN EQUITY FD INC 1,365,492 10,473 0.02%
Page 8 of 30