Dark
Light
System
Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
901 WYNDHAM WORLDWIDE CORP 7,073 476 0.00%
902 GENERAL DYNAMICS CORP 3,024 469 0.00%
903 TEXAS INSTRS INC 6,650 466 0.00%
904 EMERSON ELEC CO 8,507 463 0.00%
905 LILLY ELI & CO 5,755 461 0.00%
906 BRISTOL MYERS SQUIBB CO 8,561 461 0.00%
907 PENNEY J C 49,817 459 0.00%
908 ABERDEEN GTR CHINA FD INC 50,411 458 0.00%
909 FIFTH THIRD BANCORP 22,412 458 0.00%
910 ZOETIS INC 8,770 456 0.00%
911 BRISTOL MYERS SQUIBB CO 8,397 452 0.00%
912 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
913 ROYAL DUTCH SHELL PLC 8,964 448 0.00%
914 VALE S A 81,307 447 0.00%
915 COMCAST CORP NEW 6,749 447 0.00%
916 BLACKROCK MUNI N Y INTER DUR 28,900 445 0.00% PRN
917 EQUITY RESIDENTIAL 6,896 443 0.00%
918 VODAFONE GROUP PLC NEW 15,218 443 0.00%
919 PIONEER NAT RES CO 2,378 441 0.00%
920 SANDERSON FARMS INC 4,536 436 0.00%
921 ARMADA HOFFLER PPTYS INC 32,537 435 0.00%
922 VANGUARD WORLD FD 3,600 433 0.00%
923 BEST BUY INC 11,229 428 0.00%
924 INTEL CORP 11,270 425 0.00%
925 AMGEN INC 2,525 421 0.00%
926 HP INC 27,156 421 0.00%
927 MCKESSON CORP 2,497 416 0.00%
928 CITRIX SYS INC 4,881 415 0.00%
929 TETRALOGIC PHARMACEUTICALS C 5,239,000 415 0.00% PRN
930 AETNA INC NEW 3,580 413 0.00%
931 ALPHABET INC 531 412 0.00%
932 ROSS STORES INC 6,400 411 0.00%
933 AUTOZONE INC 530 407 0.00%
934 CRITEO S A 11,600 407 0.00%
935 WELLCARE HEALTH PLANS INC 3,472 406 0.00%
936 AMGEN INC 2,427 404 0.00%
937 AVG Technologies NV 16,038 401 0.00%
938 LAUDER ESTEE COS INC 4,534 401 0.00%
939 SCHLUMBERGER LTD 5,100 401 0.00%
940 NUVEEN QUALITY MUNCP INCOME 26,590 400 0.00% PRN
941 ISHARES TR NEW YORK MUN ETF 3,500 399 0.00% PRN
942 NUVEEN AMT FREE QLTY MUN INC 27,200 397 0.00% PRN
943 ALTRIA GROUP INC 6,286 397 0.00%
944 CIGNA CORPORATION 3,032 395 0.00%
945 VANECK VECTORS ETF TR 13,700 394 0.00% PRN
946 MOLSON COORS BREWING CO 3,555 390 0.00%
947 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
948 ISHARES TR 3,300 384 0.00% PRN
949 BANK AMER CORP 24,530 383 0.00%
950 ENTERGY CORP NEW 5,000 383 0.00%
Page 19 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 272,349 47,996 0.10%
2 3M CO 13,615 2,399 0.00%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 179,034 11,291 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,915,616 24,213 0.05%
6 ABERDEEN GTR CHINA FD INC 50,620 460 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
9 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
10 ABERDEEN SINGAPORE FD INC COM 746,638 7,003 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
19 ADVANCE AUTO PARTS INC 1,909 284 0.00%
20 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
21 ADVANCED ENERGY INDS COM 32,921 1,557 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.06% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,466,720 8,668 0.02%
24 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 381,668 2,255 0.00%
25 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
26 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
27 AERCAP HOLDINGS NV 97,131 3,738 0.01%
28 AES CORP 3,024,961 38,870 0.08%
29 AETNA INC NEW 2,325 268 0.00%
30 AETNA INC NEW 2,273,956 262,528 0.52%
31 AETNA INC NEW 3,580 413 0.00%
32 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
33 AGILENT TECHNOLOGIES INC 65,592 3,088 0.01%
34 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
35 AGREE RLTY CORP COM 1,000 49 0.00%
36 AIR LEASE CORP 97,901 2,798 0.01%
37 AIRCASTLE LTD 8,000 158 0.00%
38 AK STL CORP 22,600,000 27,148 0.05% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
40 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
41 ALASKA AIR GROUP INC 279,964 18,438 0.04%
42 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
43 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 61,549 2,189 0.00%
45 ALEXION PHARMACEUTIC 12 1 0.00%
46 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
47 ALIBABA GROUP HLDG LTD 19,709 2,085 0.00%
48 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
49 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
50 ALLEGIANT TRAVEL CO 50 6 0.00%
Page 1 of 29