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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
901 WYNDHAM WORLDWIDE CORP 7,073 476 0.00%
902 GENERAL DYNAMICS CORP 3,024 469 0.00%
903 TEXAS INSTRS INC 6,650 466 0.00%
904 EMERSON ELEC CO 8,507 463 0.00%
905 LILLY ELI & CO 5,755 461 0.00%
906 BRISTOL MYERS SQUIBB CO 8,561 461 0.00%
907 PENNEY J C INC 49,817 459 0.00%
908 ABERDEEN GTR CHINA FD INC 50,411 458 0.00%
909 FIFTH THIRD BANCORP 22,412 458 0.00%
910 ZOETIS INC 8,770 456 0.00%
911 BRISTOL MYERS SQUIBB CO 8,397 452 0.00%
912 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
913 ROYAL DUTCH SHELL PLC 8,964 448 0.00%
914 VALE S A 81,307 447 0.00%
915 COMCAST CORP NEW 6,749 447 0.00%
916 BLACKROCK MUNI N Y INTER DUR 28,900 445 0.00% PRN
917 EQUITY RESIDENTIAL 6,896 443 0.00%
918 VODAFONE GROUP PLC NEW 15,218 443 0.00%
919 PIONEER NAT RES CO 2,378 441 0.00%
920 SANDERSON FARMS INC 4,536 436 0.00%
921 ARMADA HOFFLER PPTYS INC 32,537 435 0.00%
922 VANGUARD WORLD FD 3,600 433 0.00%
923 BEST BUY INC 11,229 428 0.00%
924 INTEL CORP 11,270 425 0.00%
925 AMGEN INC 2,525 421 0.00%
926 HP INC 27,156 421 0.00%
927 MCKESSON CORP 2,497 416 0.00%
928 CITRIX SYS INC 4,881 415 0.00%
929 TETRALOGIC PHARMACEUTICALS C 5,239,000 415 0.00% PRN
930 AETNA INC NEW 3,580 413 0.00%
931 ALPHABET INC 531 412 0.00%
932 ROSS STORES INC 6,400 411 0.00%
933 AUTOZONE INC 530 407 0.00%
934 CRITEO S A SPONS ADS 11,600 407 0.00%
935 WELLCARE HEALTH PLANS INC 3,472 406 0.00%
936 AMGEN INC 2,427 404 0.00%
937 AVG Technologies NV 16,038 401 0.00%
938 LAUDER ESTEE COS INC 4,534 401 0.00%
939 SCHLUMBERGER LTD 5,100 401 0.00%
940 NUVEEN QUALITY MUNCP INCOME 26,590 400 0.00% PRN
941 ISHARES TR NEW YORK MUN ETF 3,500 399 0.00% PRN
942 NUVEEN AMT FREE QLTY MUN INC 27,200 397 0.00% PRN
943 ALTRIA GROUP INC 6,286 397 0.00%
944 CIGNA CORPORATION 3,032 395 0.00%
945 VANECK VECTORS ETF TR 13,700 394 0.00% PRN
946 MOLSON COORS BREWING CO 3,555 390 0.00%
947 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
948 ISHARES TR 3,300 384 0.00% PRN
949 BANK AMER CORP 24,530 383 0.00%
950 ENTERGY CORP NEW 5,000 383 0.00%
Page 19 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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