Dark
Light
System
Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 3,917 holdings with a total value of $154,269,585,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 PALATIN TECHNOLOGIES INC COM 129,598 120,000 0.00%
202 Egalet Corp 21,193 120,000 0.00%
203 SILICONWARE PRECISION INDS L 17,686 120,000 0.00%
204 GENERAL FIN CORP DEL 13,684 121,000 0.00%
205 ASA GOLD AND PRECIOUS MTLS L 10,295 121,000 0.00% PRN
206 ACTIVE POWER INC COM NEW 61,273 122,000 0.00%
207 GTT COMMUNICATIONS INC COM 10,255 122,000 0.00%
208 ONCONOVA THERAPEUTICS 28,424 122,000 0.00%
209 REGADO BIOSCIENCES INC 109,315 123,000 0.00%
210 STUDENT TRANSN INC 19,906 124,000 0.00%
211 SUPREME INDS INC 16,037 125,000 0.00%
212 AASTROM BIOSCIENCES INC 44,366 126,000 0.00%
213 PERMA-FIX ENVIRONMENTAL SVCS 33,095 126,000 0.00%
214 BREEZE EASTERN CORP 12,245 126,000 0.00%
215 BLUELINX HLDGS INC 96,971 127,000 0.00%
216 GORDMANS STORES INC 37,487 128,000 0.00%
217 NAPCO SEC TECHNOLOGIES INC COM 27,404 128,000 0.00%
218 EAGLE ROCK ENERGY PARTNERS L 36,036 128,000 0.00%
219 VERMILLION INC 71,660 128,000 0.00%
220 STANLEY FURNITURE CO INC COM NEW 46,136 129,000 0.00%
221 OXIGENE INC 60,393 129,000 0.00%
222 CLEAN DIESEL TECHNOLOGIES IN 75,857 130,000 0.00%
223 NATURAL ALTERNATIVES 20,104 130,000 0.00%
224 ACORN ENERGY INC COM 84,148 130,000 0.00%
225 WESTPORT FUEL SYSTEMS INC 12,547 131,000 0.00%
226 ENGLOBAL CORP 61,818 132,000 0.00%
227 XRS CORP 24,112 133,000 0.00%
228 PAR TECHNOLOGY CORP 27,309 133,000 0.00%
229 IKANOS COMMUNICATIONS INC 378,088 133,000 0.00%
230 S&W SEED CO 31,567 133,000 0.00%
231 TETRALOGIC PHARMA CO 32,274 134,000 0.00%
232 IRIDEX CORP 19,221 134,000 0.00%
233 Aldeyra Therapeutics Inc 22,558 135,000 0.00%
234 ALEXZA PHARMACEUTICALS INC COM NEW 58,624 136,000 0.00%
235 Ultrapetrol (Bahamas) Ltd 43,874 136,000 0.00%
236 Perma-Pipe International Holdings, Inc. 14,425 136,000 0.00%
237 ATLANTICUS HLDGS CORP 73,125 137,000 0.00%
238 FORBES ENERGY SERVICES LTD 34,275 138,000 0.00%
239 ZAZA ENERGY CORP COM NEW 38,223 138,000 0.00%
240 INTERMOLECULAR INC 59,928 139,000 0.00%
241 LIQTECH INTL INC 90,569 139,000 0.00%
242 Smith Micro Software 156,849 139,000 0.00%
243 HEAT BIOLOGICS INC 22,034 140,000 0.00%
244 MBT FINL CORP 29,229 140,000 0.00%
245 Alcatel Lucent Adr 47,087 142,000 0.00%
246 Nova Lifestyle Inc 33,067 142,000 0.00%
247 GRNHNTR ENRGY 92,452 142,000 0.00%
248 FIRST UTD CORP COM 18,113 144,000 0.00%
249 Life Partners Holdings Inc 72,457 144,000 0.00%
250 CELSION CORPORATION COM PAR 49,216 145,000 0.00%
Page 5 of 79

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214717-14-000014, filed 2014.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.