Dark
Light
System
Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 4,034 holdings with a total value of $215,037,872,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 HTG Molecular Diagnostics Inc 19,859 44,000 0.00%
102 CASI PHARMACEUTICALS INC COM 38,700 44,000 0.00%
103 CIVEO CORP CDA 20,454 44,000 0.00%
104 CONCORDIA INTERNATIONAL CORP 21,146 44,000 0.00%
105 EDAP TMS S A SPONSORED ADR 13,609 44,000 0.00%
106 TRANSGLOBE ENERGY CORP 26,555 44,000 0.00%
107 IMPRIMIS PHARMACEUTICALS INC 17,805 44,000 0.00%
108 ECO STIM ENERGY SOLUTIONS IN 45,860 45,000 0.00%
109 MEDIWOUND ORD 10,042 45,000 0.00%
110 EXFO INC 10,629 46,000 0.00%
111 CINEDIGM CORP 32,199 46,000 0.00%
112 NEOVASC INC 26,739 46,000 0.00%
113 HALCON RES CORP 20,000 46,000 0.00%
114 OpGen Inc 41,093 47,000 0.00%
115 TONIX PHARMACEUTICALS HOLDING 101,710 47,000 0.00%
116 SYPRIS SOLUTIONS INC COM 54,756 48,000 0.00%
117 ALLIQUA BIOMEDICAL INC 81,619 48,000 0.00%
118 ORAGENICS INC COM NEW 89,941 48,000 0.00%
119 SOLITARIO EXPL & RTY CORP COM 75,942 48,000 0.00%
120 UTSTARCOM HOLDINGS CORP SHS NEW 24,793 49,000 0.00%
121 GENVEC INC 15,543 49,000 0.00%
122 EV Energy Partners, L.P. 23,600 49,000 0.00%
123 EMERSON RADIO CORP NEW 3/94 48,121 50,000 0.00%
124 TENGASCO INC 74,276 50,000 0.00%
125 HEMISPHERX BIOPHARMA INC 74,832 51,000 0.00%
126 ROKA BIOSCIENCE INC COM NEW 12,233 51,000 0.00%
127 WPCS INTL INC COM PAR $.0001 N 40,159 51,000 0.00%
128 NEPTUNE TECHNOLOGIES BIORESO 54,010 52,000 0.00%
129 XUNLEI LTD SPONSORED ADR 13,874 52,000 0.00%
130 SPI ENERGY CO LTD 28,228 53,000 0.00%
131 VBI VACCINES INC CDA 17,151 53,000 0.00%
132 PARAMOUNT GOLD NEV CORP 30,702 54,000 0.00%
133 AMERISERV FINL INC 14,728 54,000 0.00%
134 SIGMATRON INTL INC 11,463 54,000 0.00%
135 SKYLINE MED INC 19,298 54,000 0.00%
136 CHARLES & COLVARD LTD 49,187 54,000 0.00%
137 CANCER GENETICS 41,243 55,000 0.00%
138 NYMOX PHARMACEUTICAL CORP 20,813 55,000 0.00%
139 ProQR Therapeutics NV 11,234 55,000 0.00%
140 AEGON N V 10,048 55,000 0.00%
141 Spanish Broadcasting System Inc. 18,498 56,000 0.00%
142 Marinus Pharmaceuticals Inc 55,834 56,000 0.00%
143 BIOPTIX INC COM 15,089 57,000 0.00%
144 LIQTECH INTL INC 90,569 57,000 0.00%
145 MOSYS INC 252,607 58,000 0.00%
146 FULL HOUSE RESORTS INC 24,413 58,000 0.00%
147 PLURISTEM THERAPEUTICS INC 40,603 58,000 0.00%
148 ADCARE HEALTH SYSTEMS INC 40,556 59,000 0.00%
149 QUOTIENT LTD 12,423 60,000 0.00%
150 U S GLOBAL INVS INC 45,139 61,000 0.00%
Page 3 of 81

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214717-17-000006, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.