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NEOVASC INC
NEOVASC INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $23,723,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital World Investors 3,474,667 6,004,000 25.31%
2 GAGNON SECURITIES LLC 2,883,426 4,988,000 21.03%
3 FMR LLC 2,600,000 4,498,000 18.96%
4 West Family Investments, Inc. 2,000,000 3,460,000 14.59%
5 Gagnon Advisors, LLC 1,207,179 2,088,000 8.80%
6 BAILARD, INC. 569,250 985,000 4.15%
7 Alyeska Investment Group, L.P. 513,383 888,000 3.74%
8 Geduld E E 190,000 329,000 1.39%
9 Candriam S.C.A. 102,000 176,000 0.74%
10 WFG Advisors, LP 47,300 82,000 0.35%
11 GEODE CAPITAL MANAGEMENT, LLC 26,739 46,000 0.19%
12 Virtu KCG Holdings LLC 21,928 38,000 0.16%
13 TWO SIGMA ADVISERS, LP 16,900 29,000 0.12%
14 Cambridge Investment Research Advisors, Inc. 15,800 27,000 0.11%
15 Commonwealth Equity Services, Inc 14,900 26,000 0.11%
16 EP Wealth Advisors, LLC 10,000 17,000 0.07%
17 ROYAL BANK OF CANADA 6,806 12,000 0.05%
18 Tower Research Capital LLC (TRC) 3,569 9,000 0.04%
19 BANK OF MONTREAL /CAN/ 14,042 7,000 0.03%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,528 6,000 0.03%
21 ROYCE & ASSOCIATES LP 3,400 6,000 0.03%
22 Tradewinds Capital Management, LLC 375 1,000 0.00%
23 Creative Planning 500 1,000 0.00%
24 TORONTO DOMINION BANK 60 0 0.00%
25 Financial Architects, Inc 150 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.