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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 4,034 holdings with a total value of $215,037,872,000.
#
Name
Shares
Value ($)
%
Options
Notes
4001 PERFUMANIA HLDGS INC 13,983 20,000 0.00%
4002 Sierra Oncology, Inc. 13,511 20,000 0.00%
4003 HARRIS & HARRIS GROUP INC 15,110 20,000 0.00%
4004 WECAST NETWORK INC 15,827 19,000 0.00%
4005 SUNSHINE HEART INC 55,448 19,000 0.00%
4006 JAGUAR ANIMAL HEALTH INC 27,742 19,000 0.00%
4007 RXI PHARMACEUTICALS CORP NEW 26,638 19,000 0.00%
4008 Pieris Pharmaceuticals 12,868 18,000 0.00%
4009 RMG NETWORKS HLDG CORP 27,670 18,000 0.00%
4010 CHINA INFORMATION TECHNOLOGY 25,627 18,000 0.00%
4011 ENTERTAINMENT GAMING ASIA IN 12,537 17,000 0.00%
4012 AMERICAN ELECTRIC TECH INC 11,601 17,000 0.00%
4013 AURIS MED HLDG AG 16,008 17,000 0.00%
4014 RICEBRAN TECHNOLOGIES 15,640 16,000 0.00%
4015 DOCUMENT SEC SYS INC 25,401 16,000 0.00%
4016 ACURA PHARMACEUTICALS INC 21,129 16,000 0.00%
4017 CATALYST 25,716 16,000 0.00%
4018 INFOSONICS CORP 41,938 16,000 0.00%
4019 GIGA TRONICS INC 19,463 15,000 0.00%
4020 VERSAR INC 11,390 15,000 0.00%
4021 MICRONET ENERTEC TECH INC COM 11,589 15,000 0.00%
4022 LIGHTBRIDGE CORP 13,315 15,000 0.00%
4023 COPSYNC INC 18,147 14,000 0.00%
4024 METABOLIX INC 36,575 12,000 0.00%
4025 SIFY TECHNOLOGIES LTD 17,787 12,000 0.00%
4026 INNOCOLL HLDGS PLC 12,226 8,000 0.00%
4027 AMPLIPHI BIOSCIENCES CORP 17,690 7,000 0.00%
4028 PEDEVCO CORP 61,846 7,000 0.00%
4029 SPHERE 3D CORP NEW 24,109 7,000 0.00%
4030 STRATA SKIN SCIENCES INC 16,057 7,000 0.00%
4031 IAO KUN GROUP HLDG CO LTD 20,655 5,000 0.00%
4032 MEMORIAL PRODTN PARTNERS LP 37,702 4,000 0.00%
4033 TRANSGENOMIC INC COM NEW 13,347 3,000 0.00%
4034 RENNOVA HEALTH INC 18,562 1,000 0.00%
Page 81 of 81

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214717-17-000006, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.