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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001214717-17-000006) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
4001 CIGNA CORPORATION 1,000 133 0.00%
4002 IMATION CORP 161,044 132 0.00%
4003 ACTINIUM PHARMACEUTICALS INC 151,287 132 0.00%
4004 ISHARES TR 16,800 132 0.00% PRN
4005 GREAT ELM CAP GROUP INC 35,396 132 0.00%
4006 TUNIU CORP 15,058 131 0.00%
4007 SIBANYE STILLWATER 18,604 131 0.00%
4008 LAZARD LTD 3,199 131 0.00%
4009 ARALEZ PHARMACEUTICALS INC 29,923 131 0.00%
4010 HUDSON GLOBAL INC 96,386 131 0.00%
4011 PERMA-FIX ENVIRONMENTAL SVCS 33,696 131 0.00%
4012 REXAHN PHARMACEUTICALS INC 916,385 130 0.00%
4013 KONGZHONG CORP SPONSO 18,815 130 0.00%
4014 COOPER STD HLDGS INC 1,243 128 0.00%
4015 ASHLAND GLOBAL HLDGS INC 1,175 128 0.00%
4016 TORCHLIGHT ENERGY RES INC 109,034 128 0.00%
4017 OCERA THERAPEUTICS INC 61,088 128 0.00%
4018 ELLSWORTH GROWTH AND INCOME FU COM 15,447 127 0.00%
4019 Nomura Holdings Inc 21,692 127 0.00%
4020 COMMERCIAL VEH GROUP INC COM 22,987 127 0.00%
4021 GEVO INC 738,410 127 0.00%
4022 BALLARD PWR SYS INC NEW 76,462 126 0.00%
4023 HOLLYSYS AUTOMATION TECHNOLO 6,928 126 0.00%
4024 GENCO SHIPPING & TRADING LTD 17,155 126 0.00%
4025 DRIL-QUIP INC 2,104 126 0.00%
4026 EAGLE BULK SHIPPING INC 21,491 125 0.00%
4027 TEGNA INC 5,840 124 0.00%
4028 CONTRAFECT CORP COM 71,364 124 0.00%
4029 MATIV HOLDINGS INC COM 2,716 123 0.00%
4030 BLUEKNIGHT ENERGY PARTNERS LCOM UNIT 17,982 123 0.00%
4031 OMEGA HEALTHCARE INVS INC 3,937 123 0.00%
4032 ROYAL BK SCOTLAND GROUP PLC 22,062 122 0.00%
4033 POLYONE CORP 3,830 122 0.00%
4034 WYNDHAM WORLDWIDE CORP 1,604 122 0.00%
4035 AUDIOCODES LTD 19,248 122 0.00%
4036 SYNERGY PHARMACEUTICALS DEL 20,000 121 0.00%
4037 EATON VANCE NJ MUNI INCOME T 10,112 121 0.00%
4038 MICROBOT MED INC 19,965 121 0.00%
4039 BLACKROCK CAP INVT CORP 17,402 121 0.00%
4040 Newstar Finl Inc Com 13,174 121 0.00%
4041 XENCOR INC COM 4,614 121 0.00%
4042 CHERRY HILL MTG INVT CORP 6,675 121 0.00%
4043 CONSOLIDATED WATER CO INC ORD 11,091 120 0.00%
4044 OCEAN RIG 69,328 120 0.00%
4045 TIMKENSTEEL CORPORATION COM 7,701 119 0.00%
4046 Catabasis Pharmaceuticals Inc 33,211 119 0.00%
4047 ADMA BIOLOGICS, INC. 23,282 119 0.00%
4048 GLOBALSCAPE INC 29,423 119 0.00%
4049 ICHOR HOLDINGS COM 11,068 119 0.00%
4050 OBALON THERAPEUTICS INC 13,409 118 0.00%
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