| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 172,203 | 2,066,000 | 34.31% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 134,786 | 1,617,000 | 26.85% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 49,000 | 589,000 | 9.78% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 41,340 | 496,000 | 8.24% | ||
| 5 | MORGAN STANLEY | 25,915 | 311,000 | 5.16% | ||
| 6 | DOLIVER ADVISORS, LP | 13,317 | 160,000 | 2.66% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 12,099 | 145,000 | 2.41% | ||
| 8 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,999 | 144,000 | 2.39% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 10,112 | 121,000 | 2.01% | ||
| 10 | WELLS FARGO & COMPANY/MN | 9,792 | 118,000 | 1.96% | ||
| 11 | UBS Group AG | 7,176 | 87,000 | 1.44% | ||
| 12 | Edge Wealth Management LLC | 6,000 | 72,000 | 1.20% | ||
| 13 | ROYAL BANK OF CANADA | 3,803 | 46,000 | 0.76% | ||
| 14 | MSI Financial Services Inc | 2,050 | 25,000 | 0.42% | ||
| 15 | CITIGROUP INC | 1,045 | 13,000 | 0.22% | ||
| 16 | M&R CAPITAL MANAGEMENT INC | 1,000 | 12,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
