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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0000919574-14-004623) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
551 NUVEEN CR STRATEGIES INCOME FD COM SHS 67,442 631 0.07%
552 NUVEEN DIVER CURRENCY OPPOR FD 22,160 249 0.03%
553 NUVEEN GLOBAL EQUITY INCOME 21,120 311 0.03%
554 NUVEEN S&P 500 BUY-WRITE INC 10,490 138 0.01%
555 NXP SEMICONDUCTORS N V 3,011 199 0.02%
556 NXP SEMICONDUCTORS N V 1,727 114 0.01%
557 OCEAN BIO CHEM INC 61,565 190 0.02%
558 OCI RES LP 59,000 1,494 0.16%
559 OIL STS INTL INC 5,788 371 0.04%
560 OIL STS INTL INC 462 30 0.00%
561 OLIN CORP 12,854 346 0.04%
562 OLIN CORP 23,522 633 0.07%
563 OMNIVISION TECHS INC 7,863 173 0.02%
564 OMNIVISION TECHS INC 4,421 97 0.01%
565 OMNOVA SOLUTIONS INC COM 7,745 70 0.01%
566 OMNOVA SOLUTIONS INC COM 80,255 730 0.08%
567 ON SEMICONDUCTOR CORP 62,409 570 0.06%
568 ON SEMICONDUCTOR CORP 5,958 54 0.01%
569 ONCOTHYREON INC COM N/C EFF 6/ 20,500 66 0.01%
570 OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 116,300 193 0.02%
571 OPHTHOTECH CORP 14,923 631 0.07%
572 OPKO HEALTH INC 285,900 2,527 0.27% Put
573 OPTICAL CABLE CORP COM NEW 82,250 329 0.03%
574 ORACLE CORP 8,896 361 0.04%
575 ORASURE TECHNOLOGIES INC 47,909 412 0.04%
576 ORBIT INTL CORP 23,605 70 0.01%
577 ORIENT PAPER INC 36,000 77 0.01%
578 OTELCO INC 13,547 67 0.01%
579 OWENS ILL INC 15,287 530 0.06%
580 OXIGENE INC 69,800 181 0.02%
581 PARTNERRE LTD 1,739 190 0.02%
582 PARTNERRE LTD 1,010 110 0.01%
583 PATTERSON UTI ENERGY INC 6,190 216 0.02%
584 PATTERSON UTI ENERGY INC 3,541 124 0.01%
585 PDI INC 76,229 334 0.04%
586 PEPSICO INC 17,985 1,607 0.17%
587 PERICOM SEMICONDUCTOR CORP 12,220 110 0.01%
588 PERICOM SEMICONDUCTOR CORP 21,247 192 0.02%
589 PERRY ELLIS INTL INC 11,500 201 0.02%
590 PFIZER INC 9,179 272 0.03%
591 PHILLIPS 66 5,911 475 0.05%
592 PIONEER NAT RES CO 98,878 22,723 2.41%
593 POLYONE CORP 3,000 126 0.01%
594 POLYONE CORP 5,152 217 0.02%
595 POST HLDGS INC 5,687 290 0.03%
596 POWERSHARES QQQ TRUST 3,000 282 0.03% Put
597 PRECISION DRILLING CORP 8,509 120 0.01%
598 PRECISION DRILLING CORP 14,754 209 0.02%
599 PROCTER AND GAMBLE CO 12,667 995 0.11%
600 PROSHARES TR 11,700 1,330 0.14% Put
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