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NUVEEN S&P 500 BUY-WRITE INC
NUVEEN S&P 500 BUY-WRITE INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 52 Institutional holders with a total value of $61,231,218.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 767,848 10,067,000 16.44%
2 MORGAN STANLEY 538,252 7,057,000 11.53%
3 Cordasco Financial Network 506,217 6,637,000 10.84%
4 GUGGENHEIM CAPITAL LLC 480,822 6,304,000 10.30%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 318,572 4,176,000 6.82%
6 UBS AG 303,718 3,982,000 6.50%
7 WELLS FARGO & COMPANY/MN 296,849 3,892,000 6.36%
8 Shaker Financial Services, LLC 199,349 2,613,000 4.27%
9 CREDIT SUISSE AG/ 161,289 2,114,000 3.45%
10 Focused Wealth Management, Inc 158,546 2,079,000 3.40%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 148,634 1,949,000 3.18%
12 LPL Financial LLC 109,978 1,442,000 2.36%
13 BANK OF AMERICA CORP /DE/ 98,017 1,285,000 2.10%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 93,500 1,226,000 2.00%
15 Relative Value Partners, LLC 69,027 905,000 1.48%
16 DEUTSCHE BANK AG\ 63,325 830,000 1.36%
17 STIFEL FINANCIAL CORP 40,473 531,000 0.87%
18 Commonwealth Equity Services, Inc 37,535 492,000 0.80%
19 First Allied Advisory Services, Inc. 37,230 485,000 0.79%
20 Apriem Advisors 36,500 479,000 0.78%
21 Waverly Advisors, LLC 32,130 421,000 0.69%
22 Cambridge Investment Research Advisors, Inc. 21,239 278,000 0.45%
23 Valentine Capital Asset Management, Inc. 18,905 248,000 0.41%
24 VICUS CAPITAL 15,400 202,000 0.33%
25 ROYAL BANK OF CANADA 14,379 189,000 0.31%
26 AMERIPRISE FINANCIAL INC 12,540 164,000 0.27%
27 Virtu KCG Holdings LLC 12,376 162,000 0.26%
28 SUNFLOWER BANK, NA WEALTH MANAGEMENT 12,100 159,000 0.26%
29 Maryland Capital Management 10,700 140,000 0.23%
30 SHEPHERD KAPLAN KROCHUK, LLC 10,490 138,000 0.23%
31 NEW ENGLAND SECURITIES CORP /MA/ 6,729 88,000 0.14%
32 First Horizon Advisors, Inc. 5,000 66,000 0.11%
33 MSI Financial Services Inc 4,315 57,000 0.09%
34 B. Riley Wealth Advisors, Inc. 4,021 52,710 0.09%
35 D.A. DAVIDSON & CO. 3,374 44,000 0.07%
36 WFG Advisors, LP 2,745 36,000 0.06%
37 SIGNATUREFD, LLC 2,720 36,000 0.06%
38 WOLVERINE ASSET MANAGEMENT LLC 2,224 29,000 0.05%
39 FIFTH THIRD BANCORP 2,112 28,000 0.05%
40 Hanson & Doremus Investment Management 1,653 22,000 0.04%
41 CITIGROUP INC 1,693 22,000 0.04%
42 AMERICAN INTERNATIONAL GROUP, INC. 1,602 21,003 0.03%
43 First City Capital Management, Inc. 1,259 16,505 0.03%
44 Creative Planning 1,160 15,000 0.02%
45 Formidable Asset Management, LLC 1,064 14,000 0.02%
46 CAPTRUST FINANCIAL ADVISORS 1,000 13,000 0.02%
47 PNC FINANCIAL SERVICES GROUP, INC. 578 8,000 0.01%
48 Sandy Spring Bank 385 5,000 0.01%
49 OPTIMUM INVESTMENT ADVISORS 395 5,000 0.01%
50 M&T BANK CORP 200 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.