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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0000919574-15-006268) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
301 METHANEX CORP 28,323 1,576 0.30%
302 METHANEX CORP 8,500 473 0.09%
303 MFA FINANCIAL INC COM 4,373 32 0.01%
304 MFA FINANCIAL INC COM 35,627 263 0.05%
305 MFC BANCORP LTD 11,500 47 0.01%
306 MFS MULTIMARKET INCOME TR 46,400 282 0.05%
307 MICROSOFT CORP 19,000 839 0.16%
308 MIMEDX GROUP INC COM 8,662 100 0.02%
309 MIMEDX GROUP INC COM 7,000 81 0.02% Put
310 MITEK SYS INC 25,461 96 0.02%
311 MOHAWK INDS INC 3,153 602 0.11%
312 MONDELEZ INTL INC 22,400 922 0.17%
313 MONTGOMERY STR INCOME SECS I 15,530 255 0.05%
314 MORGAN STANLEY EM MKTS DM DE 18,590 161 0.03%
315 MORGAN STANLEY EMER MKTS DEB 17,570 158 0.03%
316 MSA SAFETY INC 4,771 231 0.04%
317 MSA SAFETY INC 12,229 593 0.11%
318 MYLAN N V 6,000 407 0.08%
319 Magnum Hunter Resources Corp 3,975,261 7,434 1.40%
320 McGraw Hill Group Inc 19,273 1,936 0.36%
321 McGraw Hill Group Inc 1,930 194 0.04%
322 NATIONAL AMERN UNIV HLDGS IN 95,179 277 0.05%
323 NAVIOS MARITIME ACQUIS CORP 26,768 96 0.02%
324 NCI BUILDING SYS INC 29,635 447 0.08%
325 NCI BUILDING SYS INC 13,865 209 0.04%
326 NEENAH INC COM 1,320 78 0.01%
327 NEENAH INC COM 4,680 276 0.05%
328 NEOPHOTONICS CORP 14,446 132 0.02%
329 NETFLIX INC 1,300 854 0.16% Put
330 NEUBERGER BERMAN RE ES SEC FD 59,250 281 0.05%
331 NEUROCRINE BIOSCIENCES INC 35,438 1,693 0.32%
332 NEVADA GOLD & CASINOS INC 30,166 50 0.01%
333 NEVSUN RES LTD 24,000 90 0.02%
334 NEW YORK & CO INC 87,186 234 0.04%
335 NEW YORK CMNTY BANCORP INC 46,472 854 0.16%
336 NEW YORK CMNTY BANCORP INC 23,070 424 0.08%
337 NEWPORT CORP 101,940 1,933 0.36%
338 NEWPORT CORP 9,887 187 0.04%
339 NL INDS INC COM NEW 13,647 101 0.02%
340 NN Inc Com 5,518 141 0.03%
341 NN Inc Com 14,482 370 0.07%
342 NOBLE ENERGY INC 42,040 1,794 0.34%
343 NORTECH SYS INC 16,795 73 0.01%
344 NORTH AMERN ENERGY PARTNERS 18,500 45 0.01%
345 NORTH AMERN ENERGY PARTNERS 10,000 24 0.00% Call
346 NOVARTIS A G 2,400 236 0.04%
347 NRG YIELD INC 21,990 481 0.09%
348 NUVASIVE INC 6,835 324 0.06%
349 NUVEEN CR STRATEGIES INCOME FD COM SHS 39,928 344 0.06%
350 NUVEEN CR STRATEGIES INCOME FD COM SHS 51,862 447 0.08%
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