| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 3,552,193 | 21,562,000 | 15.32% | ||
| 2 | WELLS FARGO & COMPANY/MN | 3,038,215 | 18,442,000 | 13.11% | ||
| 3 | UBS Group AG | 2,634,658 | 15,992,000 | 11.37% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,281,604 | 13,849,000 | 9.84% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,649,554 | 10,013,000 | 7.12% | ||
| 6 | 1607 Capital Partners, LLC | 1,360,625 | 8,259,000 | 5.87% | ||
| 7 | MORGAN STANLEY | 1,265,828 | 7,684,000 | 5.46% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,008,431 | 6,121,000 | 4.35% | ||
| 9 | Saba Capital Management, L.P. | 1,005,275 | 6,102,000 | 4.34% | ||
| 10 | EATON VANCE MANAGEMENT | 923,100 | 5,640,000 | 4.01% | ||
| 11 | Invesco Ltd. | 803,447 | 4,877,000 | 3.47% | ||
| 12 | Vident Investment Advisory, LLC | 443,342 | 2,691,000 | 1.91% | ||
| 13 | Sterneck Capital Management, LLC | 312,535 | 1,897,000 | 1.35% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 241,965 | 1,469,000 | 1.04% | ||
| 15 | Kingfisher Capital LLC | 238,729 | 1,449,000 | 1.03% | ||
| 16 | COHEN & STEERS, INC. | 196,070 | 1,190,000 | 0.85% | ||
| 17 | SENTINEL TRUST CO LBA | 186,555 | 1,132,000 | 0.80% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 132,312 | 803,000 | 0.57% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 131,959 | 800,000 | 0.57% | ||
| 20 | LPL Financial LLC | 127,772 | 792,000 | 0.56% | ||
| 21 | BLACKROCK ADVISORS LLC | 126,569 | 768,000 | 0.55% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 114,196 | 693,000 | 0.49% | ||
| 23 | HighTower Advisors, LLC | 104,320 | 633,000 | 0.45% | ||
| 24 | CITIGROUP INC | 77,574 | 471,000 | 0.33% | ||
| 25 | Independence Trust CO | 66,168 | 402,000 | 0.29% | ||
| 26 | NWAM LLC | 65,000 | 393,000 | 0.28% | ||
| 27 | Investors Capital Advisory Services | 64,407 | 390,000 | 0.28% | ||
| 28 | SIT INVESTMENT ASSOCIATES INC | 62,287 | 378,000 | 0.27% | ||
| 29 | DOLIVER ADVISORS, LP | 58,852 | 357,000 | 0.25% | ||
| 30 | Creative Planning | 54,622 | 332,000 | 0.24% | ||
| 31 | Capital Investment Advisors, LLC | 52,355 | 318,000 | 0.23% | ||
| 32 | Point View Wealth Management, Inc. | 51,553 | 313,000 | 0.22% | ||
| 33 | STIFEL FINANCIAL CORP | 47,941 | 291,000 | 0.21% | ||
| 34 | SHEPHERD KAPLAN KROCHUK, LLC | 46,400 | 282,000 | 0.20% | ||
| 35 | BLB&B Advisors, LLC | 44,274 | 269,000 | 0.19% | ||
| 36 | LAZARD ASSET MANAGEMENT LLC | 40,370 | 245,000 | 0.17% | PRN | |
| 37 | Virtu KCG Holdings LLC | 39,377 | 239,000 | 0.17% | ||
| 38 | STARFIRE INVESTMENT ADVISERS, INC. | 38,255 | 232,207 | 0.17% | ||
| 39 | Janney Montgomery Scott LLC | 37,770 | 229,264 | 0.16% | ||
| 40 | Yellowstone Partners, LLC | 34,137 | 207,000 | 0.15% | ||
| 41 | WEDBUSH SECURITIES INC | 26,954 | 164,000 | 0.12% | ||
| 42 | Private Harbour Investment Management & Counsel, LLC | 26,000 | 158,000 | 0.11% | ||
| 43 | HOERTKORN RICHARD CHARLES | 25,700 | 156,000 | 0.11% | ||
| 44 | RAYMOND JAMES TRUST N.A. | 24,264 | 147,000 | 0.10% | ||
| 45 | GOLDMAN SACHS GROUP INC | 23,333 | 142,000 | 0.10% | ||
| 46 | MSI Financial Services Inc | 22,936 | 139,000 | 0.10% | ||
| 47 | VICUS CAPITAL | 22,856 | 139,000 | 0.10% | ||
| 48 | PAYDEN & RYGEL | 20,000 | 121,000 | 0.09% | ||
| 49 | Bison Wealth, LLC | 19,538 | 118,000 | 0.08% | ||
| 50 | Commonwealth Equity Services, Inc | 17,396 | 106,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
