| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 3,075,149 | 26,600,000 | 15.54% | ||
| 2 | Saba Capital Management, L.P. | 2,881,756 | 24,927,000 | 14.56% | ||
| 3 | UBS Group AG | 2,450,016 | 21,193,000 | 12.38% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,952,203 | 16,887,000 | 9.87% | ||
| 5 | BlackRock Group LTD | 1,326,764 | 11,477,000 | 6.71% | ||
| 6 | PENN MUTUAL LIFE INSURANCE CO | 1,230,000 | 10,644,000 | 6.22% | ||
| 7 | HighTower Advisors, LLC | 1,071,409 | 9,267,000 | 5.41% | ||
| 8 | WELLS FARGO & COMPANY/MN | 863,405 | 7,469,000 | 4.36% | ||
| 9 | Invesco Ltd. | 600,598 | 5,195,000 | 3.04% | PRN | |
| 10 | BCWM, LLC | 579,580 | 5,014,000 | 2.93% | ||
| 11 | MORGAN STANLEY | 552,920 | 4,783,000 | 2.79% | ||
| 12 | Vident Investment Advisory, LLC | 405,910 | 3,511,000 | 2.05% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 398,231 | 3,457,000 | 2.02% | ||
| 14 | CITIGROUP INC | 390,345 | 3,377,000 | 1.97% | ||
| 15 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 174,844 | 1,512,000 | 0.88% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 165,966 | 1,436,000 | 0.84% | ||
| 17 | DOLIVER ADVISORS, LP | 134,854 | 1,166,000 | 0.68% | ||
| 18 | Capital Investment Advisors, LLC | 123,816 | 1,071,000 | 0.63% | ||
| 19 | GOLDMAN SACHS GROUP INC | 119,441 | 1,033,000 | 0.60% | ||
| 20 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 89,342 | 773,000 | 0.45% | ||
| 21 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 76,822 | 665,000 | 0.39% | ||
| 22 | CREDIT SUISSE AG/ | 75,237 | 651,000 | 0.38% | ||
| 23 | BB&T SECURITIES, LLC | 74,150 | 641,000 | 0.37% | ||
| 24 | SIT INVESTMENT ASSOCIATES INC | 63,900 | 553,000 | 0.32% | ||
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 62,575 | 541,000 | 0.32% | ||
| 26 | Global Endowment Management, LP | 60,000 | 519,000 | 0.30% | ||
| 27 | Bison Wealth, LLC | 56,019 | 485,000 | 0.28% | ||
| 28 | FOSTER & MOTLEY INC | 55,343 | 479,000 | 0.28% | ||
| 29 | GUGGENHEIM CAPITAL LLC | 52,137 | 451,000 | 0.26% | ||
| 30 | LPL Financial LLC | 50,206 | 428,000 | 0.25% | ||
| 31 | PANAGORA ASSET MANAGEMENT INC | 46,296 | 400,000 | 0.23% | ||
| 32 | COLDSTREAM CAPITAL MANAGEMENT INC | 44,818 | 388,000 | 0.23% | ||
| 33 | MILLENNIUM MANAGEMENT LLC | 42,413 | 367,000 | 0.21% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 42,240 | 365,000 | 0.21% | ||
| 35 | FNY Managed Accounts LLC | 37,560 | 324,894 | 0.19% | ||
| 36 | RAYMOND JAMES & ASSOCIATES | 32,747 | 283,000 | 0.17% | ||
| 37 | BLACKROCK ADVISORS LLC | 31,000 | 268,000 | 0.16% | ||
| 38 | BAIRD FINANCIAL GROUP, INC. | 26,352 | 228,000 | 0.13% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 24,303 | 210,220 | 0.12% | ||
| 40 | CUE ADVISORY SERVICES, INC. | 23,965 | 207,000 | 0.12% | ||
| 41 | DEUTSCHE BANK AG\ | 24,000 | 206,000 | 0.12% | ||
| 42 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 22,520 | 195,000 | 0.11% | ||
| 43 | Clear Harbor Asset Management, LLC | 22,067 | 191,000 | 0.11% | ||
| 44 | Private Advisor Group, LLC | 20,758 | 180,000 | 0.11% | ||
| 45 | SHEPHERD KAPLAN KROCHUK, LLC | 18,590 | 161,000 | 0.09% | ||
| 46 | ROYAL BANK OF CANADA | 17,400 | 150,000 | 0.09% | ||
| 47 | WHITTIER TRUST CO | 12,885 | 111,000 | 0.06% | ||
| 48 | CITADEL ADVISORS LLC | 11,750 | 102,000 | 0.06% | ||
| 49 | JANE STREET GROUP, LLC | 10,980 | 95,000 | 0.06% | ||
| 50 | Tower Research Capital LLC (TRC) | 8,794 | 76,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
