Dark
Light
System
Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000919574-16-014761) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 43,287 541 0.13%
102 TEL INSTR ELECTRS CORP 123,800 540 0.13%
103 DIAMOND OFFSHR DRILLING 22,199 540 0.13%
104 HERTZ GLOBAL HOLDINGS INC COM 48,670 539 0.13%
105 GENERAL AMERN INVS CO INC 17,450 538 0.13%
106 BLACKROCK GLOBAL OPP EQTY TR 45,180 535 0.13%
107 SYNERGY PHARMACEUTICALS DEL 135,065 513 0.13%
108 HARTE-HANKS INC 322,150 512 0.13%
109 AMAG PHARMACEUTICALS INC 21,001 502 0.12%
110 AMGEN INC 3,287 500 0.12%
111 VANGUARD INDEX FDS 5,510 489 0.12%
112 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 27,980 488 0.12%
113 MTS SYS CORP 11,000 482 0.12%
114 MOHAWK INDS 2,542 482 0.12%
115 OCEAN BIO CHEM INC 198,016 481 0.12%
116 KRAFT HEINZ CO 5,439 481 0.12%
117 ALLIANZGI DIVIDEND INT PRM 38,360 473 0.12%
118 ESCALON MEDICAL CORP 601,736 469 0.12%
119 HANNON ARMSTRONG SUST INFR C 21,619 467 0.12%
120 ISHARES TR 4,008 461 0.11%
121 HERBALIFE LTD 7,848 459 0.11%
122 AT&T INC 10,577 457 0.11%
123 BLUE HILLS BANCORP INC 30,934 457 0.11%
124 CIRRUS LOGIC INC 11,703 454 0.11%
125 KRATON CORP COM 16,060 449 0.11%
126 DEPOMED INC 22,679 445 0.11%
127 SILVER WHEATON CORP 18,681 440 0.11%
128 OWENS-ILLINOIS, INC. 24,324 438 0.11%
129 FRESH DEL MONTE PRODUCE INC COM 7,933 432 0.11%
130 MSA SAFETY INC 8,183 430 0.11%
131 INOTEK PHARMACEUTICALS CORP 57,344 427 0.11%
132 NEUROCRINE BIOSCIE COM USD0.001 9,343 425 0.11%
133 CBRE CLARION GLOBAL REAL EST 50,400 415 0.10%
134 PARATEK PHARMACEUTICALS INC 29,334 408 0.10%
135 IRIDIUM COMMUNICATIONS INC 45,698 406 0.10%
136 KAR AUCTION SVCS INC 9,646 403 0.10%
137 SPECTRA ENERGY PARTNERS LP 8,493 401 0.10%
138 ENGLOBAL CORP 331,257 398 0.10%
139 MULTI PACKAGING SOLUTION 29,681 396 0.10%
140 FMC 8,519 395 0.10%
141 FORD MTR CO DEL 31,278 393 0.10%
142 ECLIPSE RES CORP COM 115,753 387 0.10%
143 GREIF INC 10,379 387 0.10%
144 DOVER DOWNS GAMING & ENTMT I 361,511 383 0.10%
145 ISHARES TR 6,830 381 0.09%
146 GABELLI DIVID INCOME TR 19,770 378 0.09%
147 MYLAN N V 8,700 376 0.09%
148 LUMEN TECHNOLOGIES INC 12,902 374 0.09%
149 ATKORE INTL GROUP INC COM 23,000 368 0.09%
150 ISHARES 7-10 YEAR TREASURY BOND ETF 3,250 367 0.09%
Page 3 of 7