| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 4,039,902 | 47,873,000 | 22.58% | ||
| 2 | MORGAN STANLEY | 3,381,291 | 40,068,000 | 18.90% | ||
| 3 | Karpus Management, Inc. | 1,359,813 | 16,114,000 | 7.60% | ||
| 4 | Advisors Asset Management, Inc. | 1,282,193 | 15,194,000 | 7.17% | ||
| 5 | Invesco Ltd. | 1,156,282 | 13,702,000 | 6.46% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,027,421 | 12,176,000 | 5.74% | ||
| 7 | UBS Group AG | 751,461 | 8,905,000 | 4.20% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 692,174 | 8,203,000 | 3.87% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 646,722 | 7,664,000 | 3.62% | ||
| 10 | RELATIVE VALUE PARTNERS GROUP, LLC | 644,606 | 7,589,000 | 3.58% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 441,871 | 5,237,000 | 2.47% | ||
| 12 | CITIGROUP INC | 382,131 | 4,528,000 | 2.14% | ||
| 13 | 1832 Asset Management L.P. | 270,694 | 3,229,000 | 1.52% | ||
| 14 | LPL Financial LLC | 179,444 | 2,089,000 | 0.99% | ||
| 15 | NEWGATE CAPITAL MANAGEMENT LLC | 131,582 | 1,549,000 | 0.73% | ||
| 16 | DOLIVER ADVISORS, LP | 118,541 | 1,405,000 | 0.66% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 118,167 | 1,400,000 | 0.66% | ||
| 18 | AMERIPRISE FINANCIAL INC | 110,092 | 1,305,000 | 0.62% | ||
| 19 | Shaker Financial Services, LLC | 100,940 | 1,196,000 | 0.56% | ||
| 20 | HOLLENCREST CAPITAL MANAGEMENT | 95,866 | 1,136,000 | 0.54% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 83,616 | 991,000 | 0.47% | ||
| 22 | ROYAL BANK OF CANADA | 74,428 | 881,000 | 0.42% | ||
| 23 | POINTE CAPITAL MANAGEMENT LLC | 67,911 | 805,000 | 0.38% | ||
| 24 | Aviance Capital Partners, LLC | 66,154 | 784,000 | 0.37% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 55,897 | 662,000 | 0.31% | ||
| 26 | SHEPHERD KAPLAN KROCHUK, LLC | 45,180 | 535,000 | 0.25% | ||
| 27 | WEDBUSH SECURITIES INC | 43,633 | 517,000 | 0.24% | ||
| 28 | Janney Montgomery Scott LLC | 37,731 | 481,000 | 0.23% | ||
| 29 | Arete Wealth Advisors, LLC | 38,451 | 456,000 | 0.22% | ||
| 30 | Commonwealth Equity Services, Inc | 36,069 | 427,000 | 0.20% | ||
| 31 | NATIONAL PLANNING CORP | 34,715 | 417,000 | 0.20% | ||
| 32 | VICUS CAPITAL | 33,710 | 399,000 | 0.19% | ||
| 33 | ADVISOR GROUP, INC. | 32,433 | 383,000 | 0.18% | ||
| 34 | BB&T SECURITIES, LLC | 27,782 | 329,000 | 0.16% | ||
| 35 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 25,783 | 306,000 | 0.14% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,530 | 255,000 | 0.12% | ||
| 37 | SUNTRUST BANKS INC | 19,437 | 230,000 | 0.11% | ||
| 38 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 18,443 | 219,000 | 0.10% | ||
| 39 | Raymond James Financial Services Advisors, Inc. | 17,631 | 209,000 | 0.10% | ||
| 40 | SEIZERT CAPITAL PARTNERS, LLC | 17,184 | 204,000 | 0.10% | ||
| 41 | GOLDMAN SACHS GROUP INC | 17,014 | 202,000 | 0.10% | ||
| 42 | Private Advisor Group, LLC | 17,252 | 201,000 | 0.09% | ||
| 43 | Prospera Financial Services Inc | 17,000 | 201,000 | 0.09% | ||
| 44 | Global Endowment Management, LP | 16,100 | 191,000 | 0.09% | ||
| 45 | BANK OF MONTREAL /CAN/ | 13,752 | 163,000 | 0.08% | ||
| 46 | Stratos Wealth Partners, LTD. | 13,392 | 159,000 | 0.08% | ||
| 47 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 11,930 | 141,000 | 0.07% | ||
| 48 | IFP ADVISORS, INC | 9,360 | 111,000 | 0.05% | ||
| 49 | DEUTSCHE BANK AG\ | 8,743 | 103,000 | 0.05% | ||
| 50 | MSI Financial Services Inc | 7,555 | 90,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
