Dark
Light
System
Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000919574-16-014761) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
201 CVR PARTNERS LP 34,739 284 0.07%
202 BLACKROCK CAP INVT CORP 36,232 282 0.07%
203 GENERAL MTRS CO 9,763 276 0.07%
204 PAYPAL HLDGS INC 7,539 275 0.07%
205 COHEN & STEERS INFRASTRUCTUR 12,810 274 0.07%
206 TANDEM DIABETES CARE INC COM 35,623 269 0.07%
207 CENOVUS ENERGY INC 19,551 269 0.07%
208 ULTRA CLEAN HLDGS INC 46,700 266 0.07%
209 QUALITY SYS INC 22,262 265 0.07%
210 OTELCO INC 62,805 264 0.07%
211 JUNIPER NETWORKS INC 11,730 264 0.07%
212 AUTONATION INC 5,520 259 0.06%
213 LMI Aerospace, Inc. 32,100 258 0.06%
214 JABIL INC 13,935 257 0.06%
215 SILVER STD RES INC 19,596 255 0.06%
216 GLOBAL MED REIT INC 25,000 253 0.06%
217 AMERICAN RAILCAR INDS INC 6,299 249 0.06%
218 VALERO ENERGY CORP NEW 4,868 248 0.06%
219 CASCADIAN THERAPEUTICS INC 261,843 247 0.06%
220 NCI BUILDING SYS INC 15,355 246 0.06%
221 GROUP 1 AUTOMOTIVE INC 4,979 246 0.06%
222 ABERCROMBIE & FITCH CO 13,294 237 0.06%
223 PAYCHEX INC 5,620 236 0.06%
224 NRG YIELD INC 15,096 235 0.06%
225 HOUSTON WIRE CABLE CO 44,600 234 0.06%
226 SCHMITT INDS INC ORE 126,835 233 0.06%
227 NRG YIELD INC 15,096 230 0.06%
228 NVIDIA CORPORATION 4,856 228 0.06%
229 TESORO CORP 3,029 227 0.06%
230 MONEYGRAM INTL INC COM NEW 33,000 226 0.06%
231 HILTON WORLDWIDE 10,000 225 0.06%
232 FREIGHTCAR AMER INC 15,880 223 0.06%
233 KINDRED BIOSCIENCES INC 62,300 221 0.05%
234 DELAWARE ENHANCED GBL DIV & 22,820 220 0.05%
235 GABELLI HLTHCARE & WELLNESS 20,540 219 0.05%
236 NOBLE CORP PLC 26,322 217 0.05%
237 VOYA RISK MANAGED NAT RES FD 33,640 213 0.05%
238 MAST THERAPEUTICS INC 449,084 211 0.05%
239 DIVERSIFIED REAL ASSET INCOME FD COM SHS 12,449 206 0.05%
240 RF INDS LTD 93,947 206 0.05%
241 OFFICE DEPOT INC 62,000 205 0.05%
242 AMCON DISTRG CO 2,279 204 0.05%
243 CSP INC 25,143 204 0.05%
244 RYERSON HLDG CORP COM 11,333 198 0.05%
245 UNITED ONLINE INC 17,500 193 0.05%
246 OPPENHEIMER HLDGS INC 12,000 186 0.05%
247 ADAMAS PHARMACEUTL 12,221 185 0.05%
248 FIRST TR ENERGY INFRASTRCTR 10,460 183 0.05%
249 ALPHA AND OMEGA SEMICONDUCTOR SHS 13,094 182 0.05%
250 MORGAN STANLEY EMER MKTS DEB 18,950 175 0.04%
Page 5 of 7