| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 902,840 | 15,755,000 | 20.78% | ||
| 2 | MORGAN STANLEY | 751,127 | 13,107,000 | 17.29% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 481,730 | 8,407,000 | 11.09% | ||
| 4 | ROYAL BANK OF CANADA | 431,345 | 7,527,000 | 9.93% | ||
| 5 | WELLS FARGO & COMPANY/MN | 351,962 | 6,142,000 | 8.10% | ||
| 6 | Invesco Ltd. | 256,960 | 4,484,000 | 5.91% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 201,420 | 3,515,000 | 4.64% | ||
| 8 | UBS Group AG | 169,308 | 2,954,000 | 3.90% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 96,931 | 1,691,000 | 2.23% | ||
| 10 | DOLIVER ADVISORS, LP | 74,271 | 1,300,000 | 1.71% | ||
| 11 | LPL Financial LLC | 70,090 | 1,216,000 | 1.60% | ||
| 12 | Cambridge Investment Research Advisors, Inc. | 56,078 | 979,000 | 1.29% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 47,579 | 831,000 | 1.10% | ||
| 14 | Sterneck Capital Management, LLC | 47,051 | 821,000 | 1.08% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 42,566 | 743,000 | 0.98% | ||
| 16 | CITIGROUP INC | 40,772 | 711,000 | 0.94% | ||
| 17 | STIFEL FINANCIAL CORP | 31,700 | 553,000 | 0.73% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 31,222 | 545,000 | 0.72% | ||
| 19 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 29,340 | 512,000 | 0.68% | ||
| 20 | Glassman Wealth Services | 28,139 | 491,000 | 0.65% | ||
| 21 | CORNERSTONE ADVISORS INC | 25,708 | 449,000 | 0.59% | ||
| 22 | SII INVESTMENTS INC/WI | 24,920 | 434,000 | 0.57% | ||
| 23 | ADVISOR GROUP, INC. | 23,971 | 417,000 | 0.55% | ||
| 24 | OPPENHEIMER & CO INC | 20,177 | 352,000 | 0.46% | ||
| 25 | Partnervest Advisory Services LLC | 18,451 | 322,000 | 0.42% | ||
| 26 | CARDAN CAPITAL PARTNERS, LLC | 17,017 | 297,000 | 0.39% | ||
| 27 | TFS CAPITAL LLC | 15,462 | 270,000 | 0.36% | ||
| 28 | IFP ADVISORS, INC | 13,072 | 228,000 | 0.30% | ||
| 29 | CARNICK & KUBIK GROUP, LLC | 11,760 | 205,000 | 0.27% | ||
| 30 | Sigma Planning Corp | 11,104 | 194,000 | 0.26% | ||
| 31 | SHEPHERD KAPLAN KROCHUK, LLC | 10,460 | 183,000 | 0.24% | ||
| 32 | D.A. DAVIDSON & CO. | 5,600 | 97,000 | 0.13% | ||
| 33 | ENVESTNET ASSET MANAGEMENT INC | 2,392 | 42,000 | 0.06% | ||
| 34 | NEXT Financial Group, Inc | 1,092 | 19,000 | 0.03% | ||
| 35 | Financial Architects, Inc | 721 | 13,000 | 0.02% | ||
| 36 | TD Capital Management LLC | 350 | 6,000 | 0.01% | ||
| 37 | MSI Financial Services Inc | 123 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
